Northern trust Securities, Inc

Kenneth Guttentag is a financial advisor at Northern Trust Securities, Inc. in Chicago, IL, holding Series 63 and Series 66 licenses with 29 years of industry experience. He has been with Northern Trust Securities since 2000. Northern Trust Securities, Inc. provides investment advisory and model-based managed account services to high-net-worth individuals and institutional clients, offering discretionary wrap fee programs that combine proprietary and third-party investment strategies with governance and tax management services.

Kyle Laska is a financial advisor at Northern Trust Securities, Inc. with five years of industry experience. He holds the Series 66 designation and has prior work experience at North Shore Sign Company, The Ayco Company, L.P./Mercer Allied, and Clybourne's. Northern Trust Securities, Inc. provides investment advisory and model-based managed account services to high-net-worth individuals and institutional clients. The firm offers discretionary wrap fee programs using proprietary and third-party investment strategies, supported by platform technology for portfolio implementation and oversight.

David Pazdan is a financial advisor with Northern Trust Securities, Inc. in Barrington, IL, holding Series 63 and Series 65 licenses with 29 years of industry experience. He has been with Northern Trust Securities since 2014. Northern Trust Securities, Inc. provides investment advisory and model-based managed account services to high-net-worth individuals and various institutional clients. The firm offers model-driven programs that combine proprietary and third-party investment products, supported by platform technology and governance processes.

Matthew Kline is a CFA® charterholder and holds a Series 66 license. He is currently with Northern Trust Securities, Inc. and Northern Trust Bank in Fort Worth, TX, where he has worked since 2024. His prior experience includes roles at TCBI Securities and Texas Capital Bank from 2022 to 2024, and at Bank of America NA and Merrill from 2016 to 2022. Northern Trust Securities, Inc. is a multi-team firm that serves high-net-worth individuals, retail investors, and institutional clients with discretionary portfolio management through a model-driven wrap fee program. The firm offers Separately Managed Accounts, Fund Strategist Portfolios, and Strategist UMAs, utilizing a combination of proprietary and third-party investment products, with regular reviews to ensure suitability and performance.

Joseph Angileri is a Certified Financial Planner® (CFP®) with 19 years of industry experience. He has been with Northern Trust Securities, Inc. since 2007. Based in Lake Zurich, IL, he holds the Series 66 designation. Northern Trust Securities, Inc. provides investment advisory and model-based managed account services to high-net-worth individuals and institutional clients such as trusts, endowments, and pension plans. The firm uses model-driven portfolios combining proprietary and third-party strategies, supported by governance reviews, technology platforms, and optional tax management services.

Annette Musa is a financial advisor at Merrill with 41 years of industry experience. She holds Series 63 and Series 65 designations and has worked at Bank of America, N.A. and Comerica Bank, among other firms. Outside of her advisory work, she is a Jazzercise franchisee and instructor. Merrill serves a diverse client base including individuals, retirement plans, corporations, and institutional clients, providing managed account programs, discretionary portfolio management, and brokerage services. The firm integrates closely with Bank of America affiliates and emphasizes tax-focused investment strategies and manager selection capabilities.

Robert Falato is a CFP® with 35 years of industry experience, currently serving at Northern Trust Securities, Inc. since 1990. He holds the Series 63 designation and is based in Palatine, Illinois. Northern Trust Securities, Inc. provides investment advisory and model-based managed account services to high-net-worth individuals and institutional clients, utilizing proprietary and third-party investment strategies within discretionary wrap fee programs. The firm operates within a large banking holding company and offers integrated custody, brokerage, and advisory services.

Julian Van Ostrand is a financial advisor at Northern Trust Securities, Inc. with 21 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Northern Trust Securities since 2008. Northern Trust Securities, Inc. provides investment advisory and model-based managed account services to high-net-worth individuals and institutional clients. The firm offers discretionary wrap fee programs using proprietary and third-party investment strategies, supported by platform technology and governance processes.

Paul Braden is a financial advisor at Northern Trust Securities, Inc. in Chicago, IL, holding Series 63, 65, and 66 licenses with 16 years of industry experience. He previously worked at Wolverine Trading, LLC for 22 years before joining Northern Trust Securities in 2023. Northern Trust Securities, Inc. provides investment advisory and model-based managed account services to high-net-worth individuals and institutional clients, offering discretionary wrap fee programs that combine proprietary mutual funds and ETFs with third-party managers. The firm utilizes advanced platform technology and governance reviews to implement and monitor investment models, and it operates within a large banking holding company with affiliated custody, broker-dealer, and commodity trading entities.

Henry Rawlins is a financial advisor at Northern Trust Securities, Inc. with five years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Northwestern Mutual Investment Management and Northwestern Mutual Life Insurance Company. His background also includes roles outside of finance, such as work with the State Senate Minority Leader Jennifer Shilling. Northern Trust Securities, Inc. provides investment advisory and model-based managed account services to high-net-worth individuals and institutional clients. The firm offers discretionary wrap fee programs using proprietary and third-party investment models, supported by governance reviews, platform technology, and optional tax management services.

Ryan Lachmansingh is a financial advisor with Northern Trust Securities, Inc. in Jupiter, FL, holding Series 63 and Series 66 licenses and bringing 22 years of industry experience. He has been with Northern Trust Securities since 2015. Northern Trust Securities, Inc. provides investment advisory and model-based managed account services to high-net-worth individuals and various institutional clients. The firm employs model-driven strategies combining proprietary and third-party funds, supported by governance reviews and platform technology to implement and rebalance portfolios.

Megan Smolinske is a Series 66-licensed financial advisor with Northern Trust Securities, Inc. in Chicago, IL, where she has worked since 2023. She has four years of industry experience, including prior roles at Woodbury Financial Services and Independent Advisors Group. Northern Trust Securities, Inc. provides investment advisory and model-based managed account services to high-net-worth individuals and institutional clients. The firm offers discretionary wrap fee programs that combine proprietary and third-party investment strategies, supported by governance reviews and platform technology for portfolio implementation and monitoring.

Adam Thein is a financial advisor at Northern Trust Securities, Inc. with 16 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Robert W. Baird & Co. Inc. and Ameriprise Financial Services, Inc. Northern Trust Securities, Inc. provides investment advisory and model-based managed account services to high-net-worth individuals and institutional clients, using a model-driven approach that combines proprietary and third-party investment strategies. The firm is part of a large banking holding company and offers integrated custody, brokerage, and advisory services.

Ali Carmen is a financial advisor with Northern Trust Securities, Inc. in Chicago, IL, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. He has been with Northern Trust Securities since 2015. Northern Trust Securities, Inc. provides investment advisory and model-based managed account services to high-net-worth individuals and institutional clients, offering discretionary wrap fee programs that combine proprietary and third-party investment strategies with governance and tax management services.

Kimberly Underwood is a financial advisor with Northern Trust Securities, Inc. in Fort Myers, FL, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. She has been with Northern Trust Securities since 2000. Northern Trust Securities, Inc. offers investment advisory and model-based managed account services primarily to high-net-worth individuals and institutional clients. The firm employs model-driven strategies that blend proprietary Northern Trust funds and ETFs with third-party managers and provides governance reviews, overlay, and tax management services.