Norton Financial Consultants
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
5
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
5
LowAverage account size
$0
About
Norton Financial Consultants provides fee-based financial planning and wealth management consulting to individuals, high-net-worth households, trusts, estates, and small businesses, covering retirement planning, estate analysis, tax considerations, executive compensation, college funding and business planning. The firm prepares customized financial plans based on detailed data gathering and offers implementation assistance of recommendations through broker-dealer and insurance channels when clients request it.
The firm's advisory process is methodical and client-specific: it matches clients’ goals, time horizons, tax situation and risk tolerance to investment and portfolio design, using third‑party research and periodic plan reviews to update recommendations. Norton Financial Consultants does not provide discretionary portfolio management or custody of client assets, so clients retain control of account custody and proxy voting while the firm focuses on planning and consultative oversight.
What distinguishes the firm from most independent advisers is the principal’s dual role as a registered representative of a broker‑dealer and as a licensed insurance broker, enabling in‑house implementation of commissionable securities and insurance products and creating identifiable conflicts of interest that the firm discloses and seeks to mitigate. It is also atypical in relying on fixed or hourly planning fees rather than percentage‑of‑AUM billing and in operating as a very small, planning‑focused practice that depends on third‑party custodians and sponsored programs for investment implementation.
Client services
Financial planning
Expertise
College savings (529s, UTMA, etc.)
Business ownership considerations
Occupation focus
Founder/Business Owner
Executive
Fee options
Fixed fee for comprehensive financial plan based on estimated hours multiplied by $350 per hour; 50% deposit due at signing, balance upon delivery
Commissions on insurance products and securities if client chooses to implement plan through Commonwealth Financial Network
$350 per hour
Fee-only: Hourly consulting fee: $350 per hour; Fixed fee option: based on estimated hours x $350 per hour for comprehensive financial plan
Main office location
Norton Financial Consultants
165 Main Street, Suite 206 A
Medway MA 02053, United States
Number of offices
2
Most active in
Norton Financial Consultants has reported serving >5 clients in these states in the last 12 months.
Florida · Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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