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O'Dowd Asset Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$42,120,347
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
69
30% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
69
Very HighAverage account size
$610,440
About
O'Dowd Asset Management advises individual and high-net-worth clients and also serves pension or profit-sharing plan clients, an arrangement that is less common among similar independent firms. The firm offers ongoing portfolio management, financial planning, and may refer clients to third‑party investment managers or allocate to private funds as part of client programs.
The firm documents client goals and risk tolerances in an Investment Policy Statement and generally manages accounts on a discretionary basis. Its investment process uses both fundamental and technical analysis and employs a range of strategies — including long‑ and short‑term trading and options trading — across mutual funds, ETFs, fixed income, REITs, hedge funds, private equity and private placements.
The firm’s principal maintains outside industry roles as a registered representative and licensed insurance agent and is involved in other business ventures; those relationships and the potential conflicts they create are disclosed in the brochure. Compared with many peers, the firm combines access to complex investment types and third‑party manager relationships with a practice that accepts plan clients and discloses use of commissionable products and custodial soft‑dollar benefits.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Options & derivatives strategies
Private / alternative investments
Fee options
Financial planning fixed fees range from $2,500 to $20,000.
2.00% annually
Commission compensation is accepted for sale of securities but is not primary source of advisory compensation.
Main office location
O'Dowd Asset Management LLC
31 Washington St.
Morristown NJ 07960, United States
Number of offices
1
Most active in
O'Dowd Asset Management LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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