O'Keefe & Associates, P.C.

O’Keefe & Associates, PC is a small, state‑registered independent investment adviser that provides non‑discretionary investment management and periodic financial consulting primarily to individual clients. The firm operates as a single‑adviser professional corporation and manages client accounts through separately managed portfolios and ad hoc consulting engagements.

The firm’s investment approach follows principles of Modern Portfolio Theory, constructing diversified portfolios of equities, fixed‑income, mutual funds and ETFs with an emphasis on low‑cost index funds and quantitative research tools (including third‑party Morningstar data). Portfolios are customized to client goals and risk tolerances, and the firm generally requires client authorization for transactions rather than exercising discretionary trading authority.

What is unusual for a firm of this type is that the principal is a Certified Public Accountant and the firm offers accounting, tax advice and income tax preparation services (including IRS representation), with those outside business activities representing a material portion of the principal’s time and income. The combination of an accounting/tax practice with an investment advisory practice, along with the firm’s predominantly non‑discretionary asset management model, distinguishes it from most independent advisers.