O2 Investments LLC

O2 Investments LLC is an SEC-registered investment adviser that offers primarily discretionary portfolio management services to a broad set of clients, including individuals, pension and profit-sharing plans and their participants, trusts, estates, charitable organizations, corporations, and other business entities. The firm states it implements client-specific asset allocations and provides ongoing supervision, rebalancing, and client servicing.

O2’s advisory model relies on model portfolios and a co-advisor to provide research, day-to-day trading, report preparation, and back-office support while the firm retains responsibility for supervision, portfolio reallocations, and client interaction. Its disclosures describe the use of both fundamental and technical analysis and a range of securities (equities, ETFs, mutual funds, corporate and municipal debt, U.S. government securities, and cash equivalents) with strategies that can be long- or short-term depending on client objectives.

Noteworthy for a newly formed, single-advisor firm, O2’s brochure indicates an intention to serve institutional and tax-exempt clients such as pension plans and charitable organizations—client types that are less common among firms in this category. The firm also highlights its co-advisor arrangement for custodial and model access and discloses that associated persons are licensed insurance agents and may receive commissions and custodial/soft-dollar benefits, with policies in place to address those conflicts.