Oakton Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$20,381,198
Clients
9
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
9
LowAverage account size
$2,264,578
About
Oakton Financial serves individuals, high‑net‑worth households, and small businesses with comprehensive financial planning and discretionary investment management. Services described in the brochure include cash‑flow and debt analysis, retirement and distribution planning, education and tax planning, risk management, estate and charitable giving strategies, employee benefits review, and business consultation.
The firm follows a strategic asset allocation framework grounded in Modern Portfolio Theory and a belief in market efficiency, favoring diversified, low‑cost, tax‑efficient mutual funds and periodic rebalancing while avoiding market timing. It emphasizes use of institutional‑level funds when available—specifically attempting to incorporate Dimensional Fund Advisors institutional funds—and will incorporate legacy holdings where appropriate.
A distinctive operational feature is that the firm does not charge a percentage‑of‑assets advisory fee, instead operating under non‑asset‑based recurring advisory arrangements, which is uncommon among independent peers. The firm manages roughly $20.4 million in discretionary assets for a small client roster, does not accept commissions or performance‑based fees, and does not vote proxies or produce its own performance reports, which may affect certain administrative and reporting practices for clients.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Retirement income strategy
Tax strategies for small businesses
Cash flow / budgeting
Occupation focus
Founder/Business Owner
Retired
Demographic focus
Approaching retirement
Fee options
N/A - N/A: N/A
Minimum fee: Financial plan fee: $2,500 Fee-only: Annual fees for ongoing financial planning and portfolio management: Accumulators (10+ years from retirement): $8,000 annually ($2,000 per quarter). Retirees and Pre-Retirees (less than 10 years from retirement or retired): $12,000 annually ($3,000 per quarter). Fees increase by 2% annually.
Main office location
Oakton Financial, LLC
11710 Plaza America Drive, Suite 2000
Reston VA 20190, United States
Number of offices
1
Most active in
Oakton Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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