O
Obertlik Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$8,553,779
Clients
16
25% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
16
TypicalAverage account size
$534,611
About
The firm provides investment advisory services to individuals and high‑net‑worth individuals, offering both discretionary and non‑discretionary asset management, portfolio monitoring, and customized investment programs. As of December 31, 2025 it managed about $8.55 million for roughly 16 client accounts and generally requires a $250,000 account minimum (which may be lowered or waived).
Investment strategies are developed from each client’s stated objectives and risk tolerance and rely primarily on fundamental and cyclical analysis; cash is treated as an asset class and margin may be used when elected by a client. The firm conducts quarterly account reviews, considers tax‑loss harvesting and rebalancing opportunities, and will act under either limited trading authorization for discretionary accounts or obtain prior approval for non‑discretionary transactions.
Distinctive operational features include a firm requirement to use a specific custodian (Charles Schwab) and a practice of managing each account separately without aggregating trades, which can lead to different execution prices for clients. The principal maintains several non‑investment businesses (logistics and vending) that occupy roughly 25% of his time, and the firm does not vote client proxies, leaving proxy voting to clients.
Client services
Portfolio management
Expertise
Active portfolio management
Tax-loss harvesting
Fee options
Up to 2.0% annually, annual fee negotiable based on various factors
Account minimum: $250,000 (may be lowered or waived in certain instances) Fee-only: Clients pay only advisory fees, no commission or performance fees
Main office location
Obertlik Wealth Management LLC
Pompton Plains NJ, United States
Number of offices
1
Most active in
Obertlik Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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