O
Old World Financial Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Old World Financial Advisors is an investment management firm formed in 2023 that provides customized investment management and related financial planning consultation to individuals, high‑net‑worth clients, trusts, estates, small businesses and charitable organizations. The brochure lists services including investment management, goal and financial‑objective determination, cash‑flow management, education and retirement planning, and advice on mutual funds, ETFs, equities, bonds, treasuries and certain real‑asset exposures.
The firm emphasizes an asset‑allocation‑driven process implemented through an Investment Policy Statement and a defined cycle of goal setting, risk/return profiling, investment selection and ongoing monitoring. Accounts are managed on a non‑discretionary basis, clients may impose written restrictions, and reviews are triggered by events such as deposits/withdrawals or changes in client circumstances.
Several practices distinguish the firm from many peers: at initial filing it reported zero assets under management and was newly formed, it offers either a flat quarterly retainer or an asset‑based fee and bills clients directly rather than debiting custodian accounts, and it does not accept proxy‑voting authority (clients retain responsibility for voting). The brochure also notes the firm generally recommends, but does not require, custodians such as Charles Schwab, which can affect share‑class availability and trading logistics.
Client services
Portfolio management
Expertise
Wealth management
Real estate investing
Fee options
Flat quarterly retainer fee ranging from $500 to $2,500
$0 - $1,000,000: 1.000% $1,000,000 - $2,500,000: 0.875% $2,500,000 - $5,000,000: 0.750% $5,000,000+: 0.625%
Account minimum: $100,000 Minimum fee: $625 per quarter minimum fee for AUM less than $1 million Fee-only: Flat quarterly retainer fee ranging from $500 to $2,500
Main office location
Old World Financial Advisors
4695 Macarthur Court, 11 Th Floor
Newport Beach CA 92660, United States
Number of offices
1
Most active in
Old World Financial Advisors has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")