Omega Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Omega Wealth Management, LLC is a newly registered investment adviser that offers wealth management, financial planning, and retirement plan services to individuals, families, businesses and institutional clients. The firm provides fee-based advisory services and consulting engagements and manages client accounts on a non-discretionary basis, implementing advice only with client approval.
Portfolios are constructed with a mix of mutual funds, ETFs, individual equities, fixed income and options, using fundamental security analysis alongside macro and market-cycle considerations and periodic rebalancing consistent with modern portfolio theory. The firm emphasizes ongoing account supervision and tailors investment strategies to each client’s goals, risk tolerance and time horizon, and may engage third‑party managers or institutional share classes when appropriate.
Noteworthy for a manager in this category, the firm’s principals are licensed insurance producers and the firm discloses the receipt of insurance commissions and related conflicts of interest, alongside offering limited‑scope hourly consulting in addition to comprehensive planning — practices that are uncommon among peer investment managers. The adviser is newly formed with no reported assets under management and discloses conflicts and mitigants around rollovers, insurance sales, and fee arrangements while noting its principals’ multiple financial and insurance credentials.
Client services
Financial planning
Portfolio management
Expertise
Social Security optimization
Medicare planning
Occupation focus
Founder/Business Owner
Executive
Fee options
Flat fees generally ranging from $5,000 to $250,000 for complex financial planning
$0 - $10,000,000: 1.25% $10,000,001 - $25,000,000: 0.75% $25,000,001 - $50,000,000: 0.60% $50,000,001+: 0.40%
Up to $500 per hour for consulting services; up to $250 per hour for financial planning
Account minimum: $500,000 generally required (waivable at firm's discretion) Fee-only: Asset-based fees per tier schedule; hourly fees up to $500/hr; flat fees $5,000 to $250,000 for complex financial planning; hourly consulting up to $250/hr
Main office location
Omega Wealth Management, LLC
17210 Westmill Lane
Charlotte NC 28277, United States
Number of offices
1
Most active in
Omega Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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