P
P3 Financial Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,124,002
Clients
2
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
2
Very LowAverage account size
$1,562,001
About
P3 Financial Management provides comprehensive financial planning and investment management services to individuals, high‑net‑worth clients, trusts, estates, charitable organizations and small businesses. The firm offers customized portfolio construction and written financial planning engagements, along with ongoing consulting to align strategies with clients’ goals and risk tolerances.
The advisor employs a fundamental analysis framework and a primarily long‑term investment approach, while permitting shorter‑term trades for rebalancing or to meet client cash needs. Portfolios may include individual stocks and bonds, diversified mutual funds and ETFs, and—when appropriate—exposures to commodities, currencies (via funds), REITs, MLPs, private and closed‑end funds, with internal due diligence and occasional retention of legacy positions for tax or fit reasons.
Distinctive features include a small, high‑net‑worth focus—managing roughly $1.6 million in client assets on a discretionary basis and generally requiring a $1,000,000 relationship size—and operation as a solo advisor whose principal maintains separate full‑time employment outside the firm. The firm has adopted the CFA Code of Ethics, participates on the Schwab Advisor Services platform, and does not participate in soft‑dollar programs.
Client services
Financial planning
Portfolio management
Investment consulting and portfolio review
Investment consulting and portfolio review
Expertise
Wealth management
Private / alternative investments
College savings (529s, UTMA, etc.)
Cash flow / budgeting
Fee options
Financial planning fees ranging from $2,500 to $10,000
$0 - $1,000,000: 0.75% $1,000,001 - $2,000,000: 0.45% $2,000,001+: 0.35%
$50 to $200 per hour depending on services
Minimum fee: $2,500 minimum annual fee for investment management services
Main office location
P3 Financial Management, LLC
Scottsdale AZ, United States
Number of offices
1
Most active in
P3 Financial Management, LLC has reported serving >5 clients in these states in the last 12 months.
Arizona
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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