P
Pacific Crest Asset Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$28,433,327
Clients
7
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
7
LowAverage account size
$4,061,904
About
Pacific Crest Asset Management LLC is a small, independent registered investment adviser (registered in 2024 with the California Department of Financial Protection and Innovation) that provides discretionary portfolio management to individuals, high‑net‑worth clients, corporations, pension and charitable organizations on a percentage‑of‑AUM basis. The firm documents client objectives and risk tolerances in an Investment Policy Statement and generally expects a $100,000 minimum investment, which it may waive or negotiate.
PCAM manages client assets directly and employs a mix of analytical methods — including charting, fundamental analysis, technical/cyclical analysis — and implements strategies using equities, fixed income, ETFs and long‑term purchases tailored to each client’s IPS. The firm seeks best execution, requests discretionary trading authority, and recommends Schwab Institutional as its primary custodian.
Distinctive features include a very small client roster and concentrated asset level (seven clients with roughly $28.4 million in AUM), an in‑house management model without selection of third‑party advisers, and an explicit policy not to accept authority to vote client securities (clients receive proxies directly). PCAM is newly formed, reports no disciplinary history, and discloses receiving institutional services from Schwab and the potential for future soft‑dollar arrangements.
Client services
Portfolio management
Expertise
Wealth management
Active portfolio management
Fee options
$100,000 - $5,000,000: 1.00% $5,000,001+: 0.8%
Account minimum: $100,000
Main office location
Pacific Crest Asset Management LLC
Kentfield CA, United States
Number of offices
1
Most active in
Pacific Crest Asset Management LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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