Palisade Investments, LLC logo

Palisade Investments, LLC

Updated today

Client assets under management

$327,505,476

Clients

578

24% high-net-worth

Advisors

6

of 8 employees

Firm type

Team

5-30 advisors or >$500M in AUM

Clients per advisor

96

High

Average account size

$566,618

About

Palisade Investments provides retirement-plan consulting, financial planning, and portfolio management to individuals (including high-net-worth clients) as well as pension and profit-sharing plans and other institutional clients. The firm manages roughly $653 million for about 578 clients and offers both ongoing asset management and one-on-one advisory services for eligible retirement-plan participants.

Palisade employs a strategic asset-allocation approach, typically building diversified portfolios using mutual funds and ETFs with periodic rebalancing rather than market timing, and tailors recommendations to each client’s objectives and constraints. Services are offered on both discretionary and non-discretionary terms; roughly half of the firm’s assets are managed under non-discretionary arrangements, a practice that is uncommon among similar team advisors and affects how trades are implemented.

Compared with many peers, the firm maintains multiple offices (five locations) and combines institutional pension work — including development of investment policy statements, selection of plan investment options, committee reporting, and participant education — with private wealth management. It leaves proxy voting to clients and relies on custodial relationships that provide research and platform services rather than earning transaction-based compensation.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Retirement plans for business owners (SEP, solo 401k) Wealth management Options & derivatives strategies Passive / index investing

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Fee options

Fixed

Negotiated fixed fees possible based on services and assets managed; specific amounts not stated.

Percentage

0.10% to 2.0% annually (negotiable, can vary by account size and other factors)

Other

Minimum fee: Minimum fees may be imposed on qualified plan clients; specific amounts not stated. Fee-only: Fees are charged as percentage of assets under advisement or fixed fees; no commissions received.

Main office location

Palisade Investments, LLC

625 Highway 50, Suite 301

Zephyr Cove NV 89448-3049, United States

Number of offices

5

Most active in

Arizona · California · Colorado · Hawaii · Idaho · Michigan · Nevada · Oregon · Texas · Virginia · Washington

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Robin D

Series 63, Series 65

Zephyr Cove, NV

Palisade Investments, LLC

Robin Desota is a financial advisor at Palisade Investments, LLC with 28 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Palisade Investments since 1998. Palisade Investments serves individual investors, including high-net-worth clients, as well as institutional clients such as pension and profit-sharing plans, banks, and corporate entities. The firm employs a strategic asset-allocation framework focused on diversified portfolios primarily using mutual funds and ETFs, offering both discretionary and non-discretionary services tailored to client goals.

Retirement plans for business owners (SEP, solo 401k) Wealth management Options & derivatives strategies Passive / index investing
user avatar

Scott M

Series 63, Series 65

Zephyr Cove, NV

Palisade Investments, LLC

Scott Miller is a financial advisor with Palisade Investments, LLC, holding Series 63 and Series 65 licenses and 18 years of industry experience. He has been with Palisade Investments since 2007. Palisade Investments serves individual and institutional clients, providing retirement-plan consulting, asset management, and financial planning. The firm employs a strategic asset-allocation approach, focusing on diversified portfolios with mutual funds and ETFs, and offers both discretionary and non-discretionary services tailored to client goals.

Retirement plans for business owners (SEP, solo 401k) Wealth management Options & derivatives strategies Passive / index investing
user avatar

Michael P

Series 65

Las Vegas, NV

Palisade Investments, LLC

Michael Pride is a financial advisor with Palisade Investments, LLC in Las Vegas, NV. He holds a Series 65 designation and has seven years of industry experience, including roles at Integrated Money Management, Rebel Systems Inc., and Exclusive Merchants. Palisade Investments serves individual and institutional clients, providing retirement-plan consulting, asset management, and financial planning. The firm employs a strategic asset-allocation approach focused on diversified portfolios using mutual funds and ETFs, offering services on both discretionary and non-discretionary bases tailored to client goals.

Retirement plans for business owners (SEP, solo 401k) Wealth management Options & derivatives strategies Passive / index investing
user avatar

Karen P

Series 63, Series 65

Zephyr Cove, NV

Palisade Investments, LLC

Karen Pride is a financial advisor with Palisade Investments, LLC, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. She has worked at Palisade Investments since 2016 and maintains ongoing roles with Integrated Money Management, LLC, and Financial Tax Team. In addition to her advisory work, she prepares tax returns as a partner at Financial Tax Team and operates as an independent insurance agent. Palisade Investments serves individual and institutional clients, providing retirement-plan consulting, asset management, and financial planning. The firm employs a strategic asset-allocation approach focused on diversified portfolios using mutual funds and ETFs, with a notable emphasis on non-discretionary management and participant-directed services.

Retirement plans for business owners (SEP, solo 401k) Wealth management Options & derivatives strategies Passive / index investing
user avatar

Lawrence S

Series 66

Zephyr Cove, NV

Palisade Investments, LLC

Lawrence Sidney is a financial advisor at Palisade Investments, LLC with six years of industry experience. He holds the Series 66 designation and previously worked at Cambridge Investment Research Advisors, Inc. from 2019 to 2023. Outside of his advisory role, he has experience as an insurance representative and was involved with Hurry Hard Elite Apparel, LLC. Palisade Investments serves individual and institutional clients, providing retirement-plan consulting, asset management, and financial planning. The firm emphasizes a strategic asset-allocation approach using diversified portfolios and offers both discretionary and non-discretionary services tailored to client goals.

Retirement plans for business owners (SEP, solo 401k) Wealth management Options & derivatives strategies Passive / index investing
user avatar

Steven B

Series 63, Series 66

Zephyr Cove, NV

Palisade Investments, LLC

Steven Burkett is a financial advisor at Palisade Investments, LLC with 18 years of industry experience. He holds Series 63 and Series 66 designations and has been with Palisade Investments since 2007. Palisade Investments serves individual investors, including high-net-worth clients, as well as institutional clients such as pension and profit-sharing plans, banks, and corporate entities. The firm provides retirement-plan consulting, asset management, and financial planning using a strategic asset-allocation approach focused on diversified portfolios primarily composed of mutual funds and ETFs.

Retirement plans for business owners (SEP, solo 401k) Wealth management Options & derivatives strategies Passive / index investing
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