P
Patrick Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,900,000
Clients
50
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
50
HighAverage account size
$278,000
About
Patrick Capital Management provides personalized financial planning and investment management to individuals as well as pension and profit‑sharing plans, trusts, estates, charitable organizations and small businesses. The firm’s advisory services include cash flow, tax planning, education and retirement planning, estate planning, and the sale of annuities and other insurance products as a commissioned insurance agent.
The firm manages approximately $13.9 million in discretionary assets for about 50 clients and generally implements strategic and tactical asset allocation across stocks, bonds, mutual funds and exchange‑traded funds, using both macroeconomic and bottom‑up analysis. Client objectives are documented in investment policy statements and the firm typically trades under discretionary authority through a limited power of attorney.
Compared with many solo independent advisers, Patrick Capital Management combines fee‑based asset management with insurance sales and an affiliation with insurance companies as an agent, while stating it will not charge both a fee and a commission on the same asset. The firm’s client mix also includes institutional‑type relationships (pension and profit‑sharing plans and small businesses), a segment that is less common among similar single‑advisor firms; custody remains with third‑party custodians and clients are expected to vote their own proxies.
Client services
Portfolio management
Expertise
General retirement planning
Cash flow / budgeting
Fee options
$0 - $5,000,000: 1.0% $5,000,000+: 0.75%
Commission paid on insurance products such as health insurance, life insurance, and fixed annuities; no commissions charged on managed assets
Minimum fee: No minimum fee Fee-only: Fee based on percentage of assets under management; no commissions charged on assets under management
Main office location
Patrick Capital Management
327 Franklin
Geneva IL 60134, United States
Number of offices
1
Most active in
Patrick Capital Management has reported serving >5 clients in these states in the last 12 months.
Illinois · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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