P
Peace of Mind Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Peace of Mind Wealth Management LLC is a newly registered investment adviser organized as an LLC that offers discretionary and non‑discretionary portfolio management across a broad range of securities and may provide complimentary financial planning at its discretion. The firm operates with a single managing member and reported no assets under management at the time of its brochure.
The firm states it tailors portfolios to clients’ objectives and risk tolerances using methods that include fundamental and cyclical analysis and modern portfolio theory, and it may employ long‑ and short‑term trading, option writing, derivatives, and leveraged ETFs as appropriate. Accounts are monitored and rebalanced on an ongoing basis, and the adviser uses discretionary authority when granted by clients.
Noteworthy differences from many peers include the firm’s stated willingness to serve individual clients — both non‑high‑net‑worth and high‑net‑worth individuals — which is uncommon for advisers in this category, and its adviser’s professional credentialing and prior institutional experience. The firm recommends Interactive Brokers Institutional for custody and execution and participates in that institutional program, receiving research and operational benefits that the brochure notes could present potential conflicts of interest.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Occupation focus
Retired
Fee options
1% annually of assets under management, billed quarterly in arrears on a pro rata basis
Account minimum: No minimum stated; however, the firm may terminate accounts it deems too small to manage effectively. Fee-only: Asset-based fee as described; no commissions or performance fees
Main office location
Peace of Mind Wealth Management
Carmel IN, United States
Number of offices
1
Most active in
Peace of Mind Wealth Management has reported serving >5 clients in these states in the last 12 months.
Indiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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