Pembroke Asset Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$50,983,706
Clients
168
15% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
168
Very HighAverage account size
$303,474
About
Pembroke Asset Advisors provides ongoing portfolio management and financial planning for individuals, high‑net‑worth households, charitable organizations, and business entities. The firm manages roughly $53 million in client assets and typically implements diversified allocations using mutual funds, ETFs, equities, fixed income and non‑U.S. exposures.
Pembroke documents client objectives and risk tolerances in an Investment Policy Statement, seeks discretionary authority for trading, and applies a mix of analysis techniques (including modern portfolio theory, fundamental and technical analysis). The firm uses long‑term strategies and also implements options and other derivatives (including covered, uncovered, and spread strategies) as part of separately managed accounts and model portfolios, and may utilize third‑party platforms where a sub‑advisor provides asset allocation.
Distinctive features include a close affiliation with a tax/accounting practice and an affiliated insurance agency; the firm discloses these relationships and the potential for conflicts when tax advice or commissionable insurance products are recommended. Pembroke also uses specific custodial and platform arrangements (including relationships with Betterment entities) and discloses that it may receive research or other third‑party benefits while documenting conflicts under its fiduciary obligations.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Options & derivatives strategies
Wealth management
Fee options
Fixed financial planning fees negotiated between $375 and $20,000
1.00% annually
Commissionable insurance products offered through Pembroke Insurance Advisors; commissions may provide higher compensation than management fees.
$450 per hour for financial planning services
Main office location
Pembroke Asset Advisors, LLC
Henderson NV, United States
Number of offices
1
Most active in
Pembroke Asset Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
California · Maryland · Nevada · Oregon · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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