Penmar
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Penmar is an investment management firm that offers discretionary and non‑discretionary asset management alongside financial planning and consulting services, including full financial plans and topic‑specific consultations. The firm’s brochure states it generally serves individuals and high‑net‑worth clients, and it reported one investment adviser representative with no assets under management or advisory clients as of December 31, 2025.
Portfolios are tailored to client goals, time horizons and risk tolerance, and the firm cites the use of fundamental and cyclical analysis and a range of strategies (including long‑ and short‑term positions and option strategies) to implement investment programs. In addition to the common asset‑based advisory model, the firm also offers hourly financial planning engagements and a performance‑based fee option tied to gains above a high‑water‑mark, the former being statistically uncommon among peers.
Noteworthy aspects include the firm’s recent establishment in 2025, its very small operating scale as reported in the brochure, and the availability of both hourly planning work and performance‑based compensation alongside traditional asset management services. The brochure also discloses standard operational practices — such as custodial arrangements, a stated custodian recommendation, and that the firm does not vote client proxies — which may be relevant when comparing governance and service choices with other managers.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$0 - $1,000,000: 1.50% annually Over $1,000,000+: 1.00% annually
$125 per hour for financial planning services
1.00% annually (0.25% quarterly) plus 15% of quarterly portfolio performance above a high water mark for accounts over $1,100,000
Main office location
Penmar
Los Angeles CA, United States
Number of offices
1
Most active in
Penmar has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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