P
Perspective Asset Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Perspective Asset Management serves individual and high-net-worth clients with investment supervisory services and financial planning, and it advises across a wide range of instruments including mutual funds, equities, bonds, ETFs, REITs and private placements. Although it describes ongoing portfolio management and prepares client-specific Investment Policy Statements, the brochure indicates the firm currently does not manage client portfolios.
The firm seeks discretionary authority to implement client plans and relies on a mix of charting, fundamental, technical and cyclical analysis, employing both long- and short-term trading and options-writing strategies when appropriate. Financial planning is offered on an hourly basis (rather than solely through asset-based billing), and the firm does not accept performance-based fees.
Distinctive features for an investment-manager category firm include reporting no assets under management and not taking custody of client accounts, while also requiring clients to use the firm’s recommended custodian rather than allowing directed brokerage. Accounts are reviewed at least quarterly by the firm’s sole management person, the firm does not participate in wrap programs, and it reports no third-party referral compensation.
Client services
Financial planning
Expertise
Options & derivatives strategies
Real estate investing
Fee options
$1 - $100,000: 1.50% $100,001 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.75% Above $5,000,000+: 0.50%
$125 per hour (negotiable)
Main office location
Perspective Asset Management, LLC
Westfield IN, United States
Number of offices
1
Most active in
Perspective Asset Management, LLC has reported serving >5 clients in these states in the last 12 months.
Indiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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