Pivot Capital Management, LLC

Pivot Capital Management LLC is a newly registered investment adviser that offers discretionary and non‑discretionary portfolio management and standalone financial planning to individuals, charitable organizations, and businesses. Although categorized as an investment manager, the firm intends to work with individual clients (including non‑high‑net‑worth clients) as well as institutional or pooled assets and currently reports no assets under management.

The firm describes a multi‑method investment process that includes fundamental and technical analysis and modern portfolio theory, and may employ long‑ and short‑term positions, options, margin, structured products, publicly traded REITs, ETFs and digital assets depending on client objectives. It generally manages cash using the custodian’s money‑market sweep, seeks discretionary authority when appropriate, and conducts ongoing account monitoring with periodic reviews and aggregated trade execution practices.

What is most distinctive in the brochure are the principal’s multiple outside roles and affiliated businesses: ownership of an accounting and consulting practice, full‑time employment at a public accounting firm, a real estate referral affiliation, and active insurance producer licenses—each disclosed as potential referral or compensation sources. These non‑advisory affiliations and the potential for referral compensation are explicitly disclosed and managed through the firm’s conflicts‑of‑interest policies and Code of Ethics, a set of arrangements that is uncommon for firms in this investment manager category.