Pivot Point Wealth Planning
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$25,553,035
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
83
7% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
83
Very HighAverage account size
$307,868
About
Pivot Point Wealth Planning serves individuals — including high-net-worth clients — and employer plan sponsors, offering discretionary investment management alongside project-based and comprehensive financial planning. The firm also provides consulting and ongoing advisory services for participant-directed retirement plans.
Its investment approach is primarily passive, constructing portfolios from index mutual funds and ETFs around client-specific investment policy statements, while employing fundamental and technical methods when conducting investment analysis. Comprehensive-planning clients receive ongoing access to a planner, periodic reviews and rebalancing, and the firm acknowledges its ERISA fiduciary responsibilities when advising employee benefit plans.
Noteworthy for a single-advisor practice with roughly $30 million in assets and about 80 clients, the firm manages accounts directly rather than referring to outside managers and provides employer retirement-plan services in addition to individual wealth management. Operationally, the firm accepts limited custody arrangements to facilitate fee debits and third‑party transfers and, unusually for a manager, does not provide separate written reports to investment-management clients.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
General retirement planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Business ownership considerations
General estate planning guidance
Fee options
$0 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.75% $3,000,001+: 0.50%
Comprehensive Financial Planning fees of $150 to $500 per month, minimum annual $1,800
Minimum fee: Minimum annual fee of $1,800 for Comprehensive Financial Planning ($150/month) Fee-only: Project-Based Financial Planning fixed fees ranging from $500 to $5,000; Comprehensive Financial Planning monthly fees $150–$500
Main office location
Pivot Point Wealth Planning
512 Hillcrest Drive, Suite D
Brandenburg KY 40108, United States
Number of offices
1
Most active in
Pivot Point Wealth Planning has reported serving >5 clients in these states in the last 12 months.
Indiana · Kentucky
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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