P
Placera Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$35,000,000
Clients
12
17% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$2,916,667
About
Placera Capital Management LLC provides discretionary portfolio management services primarily to individual and high‑net‑worth clients, delivering customized investment policy statements and ongoing monitoring. The firm charges asset‑based fees for portfolio management and does not participate in wrap fee programs or accept performance‑based compensation.
Its investment approach combines fundamental and quantitative analysis with a long‑term trading strategy and a primary emphasis on equities, alongside mutual funds, fixed income, and ETFs where appropriate. Placera documents client risk tolerance and time horizon in written Investment Policy Statements and generally operates with discretionary trading authority to implement those plans.
The firm reports $35 million in discretionary assets under management across a limited number of client relationships and requires use of Schwab Institutional custody, a setup that can support larger or pooled account structures. While the brochure lists individuals and HNW clients, this combination of concentrated AUM, mandatory institutional custody, and the firm’s trading and allocation policies aligns with arrangements sometimes used to serve investment‑company or pooled vehicles—a client type that is uncommon among independent firms.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
1.00% annually
Main office location
Placera Capital Management LLC
Santa Barbara CA, United States
Number of offices
1
Most active in
Placera Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
California · Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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