Pollux Wealth Management logo

Pollux Wealth Management

Updated today

Client assets under management

$53,464,313

Clients

40

38% high-net-worth

Advisors

3

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

13

Very Low

Average account size

$1,336,608

About

Pollux Wealth Management is a Kansas‑registered investment adviser that provides discretionary portfolio management, investment analysis, and financial planning to individuals, high‑net‑worth clients, trusts, estates, corporations and private funds. The firm administers ongoing reviews of performance and portfolio exposure and generally charges asset‑based advisory fees for individually managed accounts.

Investment decisions are informed by a combination of quantitative, fundamental, technical, cyclical and economic analysis, with model outputs incorporated alongside professional judgment to implement long‑ and short‑term purchases and strategic asset allocation. PWM places trades under limited power of attorney through qualified custodians, may refer clients to third‑party managers for portions of portfolios, and conducts periodic reviews tied to market or client changes.

Distinctive aspects of the firm include its role as sponsor and general partner of an affiliated private fund (Dynamo Capital LLC), for which it maintains full investment discretion, uses a third‑party administrator and custodian, and subjects the fund to an annual independent audit; the firm discloses it will not charge its standard AUM fee on client amounts placed in the fund as a mitigation of that conflict. Firm principals are also active in mortgage brokerage, commercial lending and insurance distribution and may recommend or facilitate investments in other affiliated pooled vehicles or ventures that involve finder’s fees or carried interest; these relationships and related conflicts are disclosed in the brochure.

Client services

Financial planning Portfolio management

Expertise

Active portfolio management Private / alternative investments

Occupation focus

Founder/Business Owner Executive

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Fee options

Fixed

Fixed fees negotiated, generally not exceeding $500 in advance and 6 months in advance; fees commensurate with asset-based fees

Percentage

$0 - $500,000: 1.25% $500,000 - $1,000,000: 1.00% $1,000,000 - $2,000,000: 0.90% $2,000,000 - $4,000,000: 0.80% $4,000,000 - $10,000,000: 0.70% $10,000,000+: 0.60%

Main office location

Pollux Wealth Management

1313 N Webb Rd, Ste 160

Wichita KS 67206, United States

Number of offices

1

Most active in

Kansas · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Alec V

Series 65

Wichita, KS

Pollux Wealth Management

Alec Van Nort is a financial advisor at Pollux Wealth Management with two years of industry experience. He holds a Series 65 designation and previously worked at Textron Aviation and Bell Helicopter. Pollux Wealth Management provides portfolio management and financial planning to individual clients, trusts, estates, corporations, and private funds. The firm employs a model-based investment approach that integrates quantitative, fundamental, technical, cyclical, and economic analysis for asset allocation and security selection.

Active portfolio management Private / alternative investments Founder/Business Owner Executive
user avatar

Justin R

Series 65, Series 66

Andover, KS

Pollux Wealth Management

Justin Rocheleau is a financial advisor at Pollux Wealth Management in Wichita, KS, holding Series 65 and Series 66 licenses with three years of industry experience. He is also the owner of three non-investment businesses: JR Mortgage Group, Vici Funding LLC, and Rock Financial Company. Pollux Wealth Management provides portfolio management and financial planning services to individuals, trusts, estates, corporations, and private funds. The firm employs a model-based investment approach that incorporates quantitative, fundamental, technical, cyclical, and economic analysis to guide asset allocation and security selection.

Active portfolio management Private / alternative investments Founder/Business Owner Executive
user avatar

Shawn S

Series 63, Series 65

Wichita, KS

Pollux Wealth Management

Shawn Sokolosky is a financial advisor at Pollux Wealth Management with 29 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Frontier Wealth Management LLC for nine years. Pollux Wealth Management provides portfolio management and financial planning services to individual clients, including high-net-worth households, as well as trusts, estates, corporations, and private funds. The firm employs a model-based investment process that incorporates quantitative, fundamental, technical, cyclical, and economic analysis to guide asset allocation and security selection.

Active portfolio management Private / alternative investments Founder/Business Owner Executive
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