Potts, Hannah & Fischer Wealth Management Group, LLC

The firm provides ongoing portfolio management and investment supervisory services to individuals, high-net-worth individuals, and private business entities. It documents client goals, tax considerations, time horizons, and risk tolerances in an Investment Policy Statement and typically manages accounts on a discretionary basis with regular portfolio monitoring.

Its investment approach combines fundamental and technical analysis and emphasizes asset allocation and security selection to align portfolios with client-specific plans. The firm uses a broad range of instruments — including mutual funds, equities, bonds, ETFs, REITs, private placements and third‑party managers — and may employ short-term trading, short sales, margin and options‑writing strategies, which carry elevated risks.

Distinctive aspects include an affiliation with an accounting practice and the provision of accounting advice or products alongside investment services, although clients are not required to use those accounting services. The firm also implements options and other derivatives strategies in managed accounts — a practice that is uncommon among independent peers — and operates with a very small client base while custodial relationships remain with broker‑dealers rather than the firm holding client custody.