Queenfin LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
5
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
5
LowAverage account size
$0
About
Queenfin provides ongoing financial consulting and as‑needed advice to individuals (including high‑net‑worth individuals) and small businesses, working with clients through interviews and written engagement agreements. The firm’s services are advisory only; it does not supervise client investment accounts, place trades on clients’ behalf, or act as a custodian.
The firm’s approach emphasizes maintaining financial strength—income exceeding expenses, holding substantial liquid reserves, and avoiding large near‑term cash requirements—while balancing those needs with ownership of productive assets. Recommendations commonly include low‑cost index funds and constructed bond ladders (including U.S. Treasuries and TIPS), and advice is delivered through ongoing dialogue with written memos summarizing agreed actions.
Compared with many independent advisers, Queenfin does not provide discretionary portfolio management or continuous account supervision and instead focuses on consulting that clients implement themselves. The firm’s advisory work is backed by lengthy institutional portfolio management experience (including work at Prudential Financial and CDPQ and a long‑held CFA designation) and is delivered to a very small client base, enabling repeated one‑on‑one consultations and written follow‑ups.
Client services
Financial counsel and advice
Expertise
Cash flow / budgeting
Retirement income strategy
Fee options
Minimum fee: Fixed initial fee up to $2,000; ongoing fixed fee up to $2,000 per quarter Fee-only: Fixed fees for financial consulting services, negotiable based on client complexity and assets
Main office location
Queenfin LLC
Pittsboro NC, United States
Number of offices
1
Most active in
Queenfin LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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