Quest Wealth Management Incorporated

Quest Wealth Management Incorporated is registered as an investment manager that provides ongoing discretionary and non-discretionary portfolio management for institutional and pooled accounts, while its brochure also lists a wide range of potential client types (individuals, pension and profit-sharing plans, trusts, estates, charities and business entities); the firm reported no assets under management as of the brochure date. It delivers customary asset-management services such as client profiling, asset allocation, periodic reviews and regular portfolio monitoring.

The firm’s investment process combines fundamental, technical and cyclical analysis to construct client profiles and align portfolios with stated goals and risk tolerance. Strategies emphasize long-term trading, use of primarily no‑load mutual funds, and options writing (including covered, uncovered and spreading strategies), with the brochure noting the material loss risks associated with options activity.

Noteworthy for a manager of its type, the firm’s president maintains an affiliated insurance practice and the brochure discloses that roughly 30–40% of his time is devoted to selling insurance products for which he receives commissions, a relationship the firm identifies as a potential conflict of interest. The brochure also discloses receipt of soft‑dollar research benefits from broker-dealers, and states these outside activities and economic benefits are disclosed to clients and mitigated by the firm’s fiduciary obligations.