R.B. Financial Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,266,256
Clients
40
8% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
40
HighAverage account size
$331,656
About
R.B. Financial Group is a fee-only, independent advisory sole proprietorship that provides discretionary portfolio management for individuals and for corporate, trust and retirement accounts. The firm’s client base is weighted toward fixed-income investors and it does not provide comprehensive financial planning or sell insurance or annuity products.
For equity portfolios the firm combines bottom-up, value-oriented security selection with technical analysis and generally favors long-term holdings, often using names in the S&P 500; income portfolios emphasize dividend-paying equities, preferreds and investment-grade bonds with maturities normally limited to 15 years. Each client receives an individualized investment policy statement, accounts are reviewed monthly, and trading is conducted on a discretionary basis.
Notable operational features include a strict fee-only model with no soft-dollar benefits or referral compensation, custody at a major broker-dealer, and an explicit practice of shopping fixed-income executions—soliciting multiple bids and using delivery-versus-payment processing to maintain consolidated custody. The firm is run by a sole proprietor with more than three decades of experience at major wirehouses and in bank wealth management, and the brochure reports no disciplinary history.
Client services
Portfolio management
Expertise
Income planning
Active portfolio management
Retirement income strategy
Fee options
$0 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.65% $5,000,001+: 0.30%
Fee-only: Fee-only advisory based solely on management fee as a percentage of account value.
Main office location
R.B. Financial Group
Marana AZ, United States
Number of offices
1
Most active in
R.B. Financial Group has reported serving >5 clients in these states in the last 12 months.
Arizona · California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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