Rail-Splitter Capital Management LLC logo

Rail-Splitter Capital Management LLC

Updated today

Client assets under management

$0

Clients

0

Advisors

3

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

0

Very Low

Average account size

About

Rail‑Splitter Capital Management LLC offers discretionary investment management and related advisory services to high‑net‑worth individuals, families, trusts and estates, working with clients to develop investment objectives and implement tailored portfolios. The firm constructs portfolios primarily from individual stocks, exchange‑traded funds and low‑cost mutual funds, and may also utilize bonds, options or third‑party managers as part of client strategies.

RSCM’s investment process emphasizes fundamental analysis and a predominantly long‑term orientation while allowing shorter‑term trading for rebalancing, tax management or cash needs; portfolios are customized to clients’ goals, risk tolerances and any reasonable restrictions the client imposes. The firm conducts internal due diligence on potential holdings and provides ongoing oversight of any Independent Managers it recommends, retaining legacy positions when appropriate for fit or tax reasons.

Noteworthy for a firm in this category, RSCM sponsors a wrap‑fee program that bundles transaction and administrative costs into a single advisory fee and explicitly documents the selection and supervision of unaffiliated Independent Managers, allocating a portion of advisory fees to those managers when used. At the time of its initial SEC filing the firm reported no assets under management, operates with a small team of supervised persons, and maintains an institutional relationship with a large custodian that provides research, technology and launch support—arrangements that distinguish it from many peers.

Client services

Portfolio management Selection of other advisers

Expertise

Active portfolio management

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Fee options

Percentage

0.50% to 1.25% annually (negotiable, based on factors such as scope, complexity, asset level and relationship)

Other

Fee-only: Investment advisory fees paid quarterly in arrears, based on market value of assets managed at quarter end; range 0.50% to 1.25% annually, negotiable.

Main office location

Rail-Splitter Capital Management LLC

588 Lincoln Avenue, Suite 200

Winnetka IL 60093, United States

Number of offices

1

Most active in

Illinois

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Thomas C

Series 63, Series 65

Winnetka, IL

Rail-Splitter Capital Management LLC

Thomas Croghan is a financial advisor at LPL Financial with 42 years of industry experience. He holds Series 63 and Series 65 credentials and has previously worked at Wintrust Investments LLC for 15 years before joining Rail-Splitter Capital Management LLC. Outside of his advisory work, he is involved with family business entities related to tax and investment purposes. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plans, institutions, charities, and high-net-worth households. The firm offers a wide range of investment solutions supported by an in-house research team and a large network of investment adviser representatives.

Active portfolio management
user avatar

John S

Series 63, Series 65

Winnetka, IL

Rail-Splitter Capital Management LLC

John Souter is a financial advisor at Delta Investment Management, LLC with one year of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Rail-Splitter Capital Management LLC and RMB Capital Management LLC. Delta Investment Management provides discretionary investment management and consulting services to individuals, institutions, trusts, and pension plans, offering a range of strategies including ETF-based tactical rotation, concentrated equity mandates, and alternative investments. The firm combines systematic ETF rotation with concentrated stock picking and integrates financial planning within its advisory services.

Active portfolio management
user avatar

Daria M

Series 66

Winnetka, IL

Rail-Splitter Capital Management LLC

Daria Mack is a financial advisor at Rail-Splitter Capital Management LLC with 24 years of industry experience. She holds a Series 66 designation and previously worked at Wintrust Investments LLC for 12 years and LPL Financial for one year. Rail-Splitter Capital Management LLC provides discretionary investment management and advisory services to high-net-worth individuals, families, trusts, and estates. The firm focuses on fundamental analysis and a long-term investment approach while customizing portfolios using individual stocks, ETFs, mutual funds, and occasionally bonds, options, or third-party managers.

Active portfolio management
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