Ratner & Associates LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Ratner & Associates LLC is a small SEC‑registered investment adviser formed in 2020 that offers ongoing portfolio management services and prepares an Investment Policy Statement for each client. The firm’s brochure states it generally serves high‑net‑worth individuals and maintains an account minimum of $1,000,000, though it reported $0 in assets under management as of December 2023.
The firm tailors portfolios to clients’ goals, tax situations, time horizons and documented risk tolerances, using both charting and fundamental analysis and allocations across mutual funds, ETFs, equities, fixed income, real estate funds and commodities. RAL employs long‑ and short‑term trading strategies, including margin transactions, provides monthly reporting to clients, and discloses it does not accept performance‑based fees.
Operational details that distinguish the firm include a principal’s outside business as a real estate investor and property manager that the brochure reports occupies approximately twenty hours per week, and a stated requirement that clients use a specific custodian (Charles Schwab) through which the firm may receive research and soft‑dollar benefits. Although a small subset of investment managers sell other financial products, RAL expressly discloses it does not accept compensation for the sale of investment products and describes policies for fair allocation and managing potential conflicts of interest.
Client services
Portfolio management
Expertise
Real estate investing
Fee options
1.00% annually
Account minimum: $1,000,000
Main office location
Ratner & Associates LLC
Newport Coast CA, United States
Number of offices
1
Most active in
Ratner & Associates LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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