RBC Rochdale, LLC

Stephen Kleiman is a financial advisor at RBC Rochdale, LLC with nine years of industry experience. He holds a Series 66 designation and has worked at City National Rochdale since 2020. His prior experience includes roles at Morgan Stanley and teaching at Fordham University's Gabelli School of Business. RBC Rochdale serves a diverse client base including high net worth individuals, institutions, and government entities. The firm employs an active, multi-strategy investment process that combines quantitative and fundamental analysis, utilizing proprietary tools and a broad range of asset classes to construct tailored portfolios.

Ricardo Kong is a CFA® charterholder with 15 years of industry experience. He is currently with RBC Rochdale, LLC and has previously worked at City National Bank/City National Securities, HSBC Securities (USA) Inc., HSBC Bank USA, N.A., Bank of America, N.A., and Merrill. Outside of his advisory role, he is the founder and owner of Klothe, Inc., a clothing website. RBC Rochdale serves a diverse client base, including high net worth individuals, investment companies, corporations, and various types of pension and government entities. The firm employs an active, multi-strategy investment process combining quantitative screening, statistical modeling, and fundamental analysis, and offers discretionary and non-discretionary portfolio management along with sub-advisory and model delivery services.

Albert Diaz is a financial advisor with RBC Rochdale, LLC in Beverly Hills, CA, holding Series 63 and Series 66 licenses and having six years of industry experience. His prior roles include positions at City National Securities, Franklin Templeton Investments, U.S. Bancorp Investments, Inc., and U.S. Bank. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, charitable organizations, and government entities. The firm employs an active, multi-strategy investment process that combines quantitative and fundamental analysis, utilizing proprietary tools such as the Galaxy asset-allocation model, and offers portfolio management and sub-advisory services across a range of asset classes.

Connor Bauer is a financial advisor with RBC Rochdale, LLC, holding a Series 66 designation and eight years of industry experience. His work history includes roles at CNR Securities, LLC and City National Rochdale since 2017, as well as positions at Purdue University. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, and charitable organizations, offering discretionary and non-discretionary portfolio management along with sub-advisory and model delivery services. The firm employs a multi-strategy investment approach combining quantitative methods and fundamental analysis, utilizing proprietary tools to align portfolios with client objectives across various asset classes.

Drew Hadlock is a financial advisor at RBC Rochdale, LLC with eight years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at CNR Securities, LLC, Jackson National Life Distributors, Nordstrom, and Lipscomb University. RBC Rochdale serves a diverse client base including high net worth individuals, investment companies, corporations, and government entities. The firm employs a multi-strategy investment process combining quantitative and fundamental analysis, utilizing proprietary tools and often partnering with third-party sub-advisors to tailor portfolios across various asset classes.

Paul Guerney is a Series 66 credentialed financial advisor with 24 years of industry experience, currently affiliated with RBC Rochdale, LLC in New York, NY. He has been associated with Rim Securities LLC and Rochdale Investment Management Inc. since 2001. RBC Rochdale serves a diverse client base including high net worth individuals, investment companies, corporations, charitable organizations, and government entities. The firm employs an active, multi-strategy investment process that integrates quantitative screening, statistical modeling, and fundamental analysis to tailor portfolios using proprietary tools and a range of asset classes.

Samuel Melchiorre is a financial advisor with RBC Rochdale, LLC, holding a Series 66 designation and seven years of industry experience. He has been with City National Rochdale since 2018 and worked at PFM Asset Management from 2016 to 2018. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, nonprofit organizations, and government entities. The firm employs an active, multi-strategy investment approach that integrates quantitative screening, fundamental analysis, and proprietary tools to create tailored portfolios across various asset classes.

Simon Chapman is a financial advisor with RBC Rochdale, LLC, holding a Series 66 designation and bringing 13 years of industry experience. He has worked with Rochdale Investment Management LLC and RIM Securities since 2012 and with City National Bank since 1997. Chapman serves as a board member for the San Diego Cooperative Charter School, where he oversees financial, hiring, and planning decisions. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, charitable organizations, and government entities. The firm employs a multi-strategy investment process combining quantitative and fundamental analysis, utilizing proprietary tools and working with third-party sub-advisors to construct tailored portfolios.

Christopher Austin is a CFA® charterholder with 15 years of experience in the financial services industry. He is currently with RBC Rochdale, LLC and has held prior roles at CNR Securities, City National Rochdale, 20/20 Capital Management, and Ameritas Investment Corp. Outside of his advisory work, he is the sole proprietor of a rental condominium. RBC Rochdale serves a diverse client base including high net worth individuals, institutions, and municipal entities. The firm employs a multi-strategy investment process combining quantitative screening, fundamental analysis, and proprietary tools to provide portfolio management and sub-advisory services across various asset classes.

Eric Fuhrman is a CFA® charterholder with six years of industry experience, currently affiliated with RBC Rochdale, LLC. He previously worked at CNR Securities, LLC, Rice Hall James & Associates, LLC, and HGK Asset Management. Outside of his advisory role, he assists with accounting and administrative matters for a mental health therapy practice co-owned with his wife. RBC Rochdale serves a diverse client base including high net worth individuals, institutions, and governmental entities, employing an active, multi-strategy investment process that integrates quantitative models and fundamental analysis. The firm offers portfolio management, sub-advisory, and related services, managing approximately $73 billion in assets across 125 advisors.

Michael Corelli is a financial advisor at RBC Rochdale, LLC with five years of industry experience. He holds a Series 65 designation and previously worked at Lisanti Capital Growth LLC, 5C Capital Management, and Black Marlin Capital, among others. Outside of advisory work, he owns and manages two short-term residential rental properties in the Cooperstown, NY area. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, charitable organizations, pension plans, and government entities. The firm uses a multi-strategy investment approach that integrates quantitative screening, fundamental analysis, and proprietary tools to manage portfolios across equities, fixed income, alternative investments, and real assets.

Daniel Pinard is a financial advisor with RBC Rochdale, LLC in Houston, TX, holding a Series 66 designation and four years of industry experience. His prior work includes roles at CNR Securities, LLC and Westwood Holdings Group, spanning from 2013 to the present. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, charitable organizations, and government entities. The firm employs an active, multi-strategy investment approach that integrates quantitative methods and fundamental analysis, offering discretionary portfolio management and sub-advisory services across various asset classes.

Nicholas Thompson is a CFA® charterholder with six years of industry experience, currently serving as an advisor at RBC Rochdale, LLC. His prior roles include positions at CNR Securities, LLC and Hartford Funds Distributors, LLC, as well as earlier experience at Villanova University and JPMorgan. Outside of his financial advisory work, he manages two rental properties with his wife, handling tenant relations and property maintenance. RBC Rochdale advises a diverse client base including high net worth individuals, institutions, and government entities. The firm employs a multi-strategy investment approach that integrates quantitative models and fundamental analysis, utilizing proprietary tools to construct tailored portfolios across various asset classes.

Boston Russell is a financial advisor at RBC Rochdale, LLC with the CFA® designation and 13 years of industry experience. He has worked at Rim Securities LLC and Rochdale Investment Management LLC since 2012. RBC Rochdale serves a diverse client base including high net worth individuals, investment companies, corporations, and government entities. The firm employs an active, multi-strategy investment approach that combines quantitative and fundamental analysis, utilizing proprietary tools to tailor portfolios across various asset classes and often collaborating with third-party sub-advisors.

Jonathan Herzog is a CFA® charterholder with 11 years of industry experience, currently serving as a financial advisor at RBC Rochdale, LLC since 2018. Prior to joining Rochester, he worked for five years at P-Squared Capital Management. RBC Rochdale serves a diverse client base including high net worth individuals, investment companies, charitable organizations, and public entities. The firm employs an active, multi-strategy investment process combining quantitative and fundamental analysis, utilizing proprietary tools such as the Galaxy asset-allocation model and Monte Carlo simulations to tailor portfolios across various asset classes.