Register Financial Advisors, LLC logo

Register Financial Advisors, LLC

Updated today

Client assets under management

$473,253,058

Clients

433

31% high-net-worth

Advisors

15

of 15 employees

Firm type

Team

5-30 advisors or >$500M in AUM

Clients per advisor

29

Very Low

Average account size

$1,092,963

About

Register Financial Advisors provides investment advisory and financial planning services to individuals (including high‑net‑worth clients), corporations and business entities, pension and profit‑sharing plans, charitable institutions, foundations, endowments, and estates and trusts. Its offerings include discretionary and non‑discretionary portfolio management, retirement plan consulting, written financial plans, and access to wrap fee programs and third‑party managed‑account platforms.

The firm constructs portfolios using equities, mutual funds, ETFs, fixed income and, when suitable, derivatives and leverage; RFIM and program descriptions note the use of options strategies, short sales, and margin transactions in certain accounts. Register Financial also deploys third‑party model and TAMP solutions — including Edelman Managed Asset Program and Orion Portfolio Solutions — and generally charges fees based on a percentage of assets under management.

Compared with many peers, Register Financial is affiliated with an in‑house broker‑dealer (Register Financial Associates, Inc.) and acts as a sponsor for wrap fee programs administered through Wells Fargo Clearing Services, arrangements under which it receives a portion of program fees. The brochure also discloses potential additional firm compensation from sweep vehicles and 12b‑1 fees and emphasizes use of model‑based and third‑party manager strategies alongside in‑house offerings, practices that are less common among similar team firms.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Options & derivatives strategies Retirement income strategy Business ownership considerations Wealth management Charitable giving & philanthropy

Occupation focus

Executive Founder/Business Owner

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Fee options

Fixed

Fixed fees for financial planning services range from $500 to $5,000 depending on complexity and scope

Percentage

$0 - $250,000: 2.50% (RFIM Non-Wrap Fee Schedule) $250,001 - $500,000: 2.00% (RFIM Non-Wrap Fee Schedule) $500,001 - $1,000,000: 1.80% (RFIM Non-Wrap Fee Schedule) $1,000,001 - $2,000,000: 1.50% (RFIM Non-Wrap Fee Schedule) $2,000,001+: Negotiable (RFIM Non-Wrap Fee Schedule) $0 - $400,000: 1.75% (Edelman Managed Asset Program EMAP Fee Schedule) $400,001 - $750,000: 1.25% (Edelman Managed Asset Program EMAP Fee Schedule) $750,001 - $1,000,000: 1.00% (Edelman Managed Asset Program EMAP Fee Schedule) $1,000,001 - $3,000,000: 0.75% (Edelman Managed Asset Program EMAP Fee Schedule) $3,000,001 - $10,000,000: 0.60% (Edelman Managed Asset Program EMAP Fee Schedule) $10,000,001 - $25,000,000: 0.50% (Edelman Managed Asset Program EMAP Fee Schedule) $25,000,001+: Negotiable (Edelman Managed Asset Program EMAP Fee Schedule) $0 - $1,000,000: 1.00% (Orion Portfolio Solutions Advisory Fee Schedule) $1,000,001 - $3,000,000: 0.85% (Orion Portfolio Solutions Advisory Fee Schedule) $3,000,001 - $5,000,000: 0.75% (Orion Portfolio Solutions Advisory Fee Schedule) $5,000,001 - $10,000,000: 0.65% (Orion Portfolio Solutions Advisory Fee Schedule) $10,000,001 - $25,000,000: 0.50% (Orion Portfolio Solutions Advisory Fee Schedule) $25,000,001+: Negotiable (Orion Portfolio Solutions Advisory Fee Schedule)

Project-based

Hourly rates for financial planning consulting services vary; specific rates negotiated per client request

Other

Account minimum: $50,000 (generally for fee-based Accounts); $5,000 minimum for TAMP accounts, may be waived at discretion of management Minimum fee: Minimum annual fee of $100 for Edelman Managed Asset Program (EMAP); minimum quarterly Program Fee in wrap fee programs generally $250 per quarter or more Fee-only: Financial Planning Consulting Services charged via fixed fee ($500 to $5,000) or hourly rate, negotiable and agreed upon in advance

Main office location

Register Financial Advisors, LLC

3500 Lenox Road, Suite 1700

Atlanta GA 30326, United States

Number of offices

1

Most active in

Alabama · California · Florida · Georgia · Massachusetts · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Tennessee · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Andrew M

CFP®, Series 63, Series 65

Atlanta, GA

Register Financial Advisors, LLC

Andrew May is a CFP® professional with 30 years of experience in the financial services industry. He has been with Register & Akers Advisory Services, LLC and Register & Akers Investments, Inc. since 2008. Outside of his advisory work, he is also a singer and songwriter who performs live and offers music downloads. Register Financial Advisors, LLC provides investment advisory and financial planning services to individuals, corporations, pension and profit-sharing plans, charitable institutions, foundations, endowments, and estates and trusts. The firm develops portfolios based on client objectives and risk profiles using a variety of strategies and offers consulting services for retirement plans.

Options & derivatives strategies Retirement income strategy Business ownership considerations Wealth management Charitable giving & philanthropy Executive Founder/Business Owner
user avatar

Edward W

Series 63

Atlanta, GA

Register Financial Advisors, LLC

Edward Waits is a financial advisor with Register Financial Advisors, LLC in Atlanta, GA, holding a Series 63 license and 26 years of industry experience. His prior roles include positions at Wells Fargo Advisors LLC and Wells Fargo Clearing Services LLC. He serves on the board of the Adaptive Learning Center, a nonprofit focused on scholastic inclusion for children with special needs. Register Financial Advisors, LLC provides investment advisory and financial planning services to individuals, corporations, pension and profit-sharing plans, charitable institutions, foundations, endowments, and trusts. The firm’s advisers develop portfolios based on client objectives and risk profiles using fundamental and technical analysis, model portfolios, and a combination of long- and short-term strategies.

Options & derivatives strategies Retirement income strategy Business ownership considerations Wealth management Charitable giving & philanthropy Executive Founder/Business Owner
user avatar

Charles P

Series 63

Atlanta, GA

Register Financial Advisors, LLC

Charles Parker is a financial advisor with Register Financial Advisors, LLC, holding a Series 63 designation and bringing 49 years of industry experience. He has been with Register Financial Associates, Inc. since 2016. Outside of his advisory role, he is the owner of CMP LLC, an investment entity focused on stocks and securities. Register Financial Advisors, LLC provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, pension and profit-sharing plans, and charitable institutions. The firm’s advisors use a variety of strategies, including fundamental and technical analysis, model portfolios, and both long- and short-term approaches, tailoring portfolios to client objectives and risk profiles.

Options & derivatives strategies Retirement income strategy Business ownership considerations Wealth management Charitable giving & philanthropy Executive Founder/Business Owner
user avatar

Gilbert B

Series 63, Series 65, Series 66

Atlanta, GA

Register Financial Advisors, LLC

Gilbert Bubis is a financial advisor at Register Financial Advisors, LLC in Atlanta, GA, with 29 years of industry experience. He holds Series 63, Series 65, and Series 66 credentials and has been with Register Financial Advisors and Register Financial Associates since 2001. Outside of his advisory role, he participates in focus groups with research companies, providing opinions on various topics. Register Financial Advisors, LLC offers investment advisory and financial planning services to individuals, corporations, pension plans, charitable institutions, and other entities. The firm develops portfolios based on client objectives and risk profiles using a range of strategies and provides consulting services for retirement plans, coordinating with outside professionals as needed.

Options & derivatives strategies Retirement income strategy Business ownership considerations Wealth management Charitable giving & philanthropy Executive Founder/Business Owner
user avatar

Erin T

CFP®, Series 65

Atlanta, GA

Register Financial Advisors, LLC

Erin Tatham is a CFP® with 10 years of industry experience, currently serving as a financial advisor at Register Financial Advisors, LLC since 2020. She previously worked at Providence Capital Advisors, LLC and Meridian Investment Partners. Outside of her advisory role, she serves as treasurer for the Sweet Apple Parent Teacher Organization and provides financial consulting for clients navigating divorce through the Divorce Resource Center of Georgia. Register Financial Advisors, LLC offers investment advisory and financial planning services to individuals, corporations, pension and profit-sharing plans, charitable institutions, and trusts. The firm’s advisers build portfolios based on client objectives and risk profiles, employing a range of strategies including fundamental and technical analysis, model portfolios, and both long- and short-term approaches.

Options & derivatives strategies Retirement income strategy Business ownership considerations Wealth management Charitable giving & philanthropy Executive Founder/Business Owner
user avatar

Blair R

Series 66

Atlanta, GA

Register Financial Advisors, LLC

Blair Rothstein is a financial advisor with Register Financial Advisors, LLC in Atlanta, GA, holding a Series 66 designation and with 22 years of industry experience. He has been with Register Financial Associates, Inc. since 2006. Outside of his advisory role, Rothstein serves as Chair of the Board of Trustees for Congregation Shearith Israel and participates in the Atlanta Jewish Foundation Advisory Board and Foundation Investment Committee. Register Financial Advisors, LLC provides investment advisory and financial planning services to individuals, corporations, pension and profit-sharing plans, charitable institutions, foundations, endowments, and trusts. The firm’s advisers develop portfolios tailored to client objectives using a combination of fundamental and technical analysis, model portfolios, and both long- and short-term strategies.

Options & derivatives strategies Retirement income strategy Business ownership considerations Wealth management Charitable giving & philanthropy Executive Founder/Business Owner
user avatar

Ari D

Series 63, Series 65

Atlanta, GA

Register Financial Advisors, LLC

Ari Dardik is a financial advisor at Register Financial Advisors, LLC with 27 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Morgan Stanley Private Bank and Morgan Stanley Smith Barney. He is based in Atlanta, GA. Register Financial Advisors, LLC provides investment advisory and financial planning services to individuals, corporations, pension and profit-sharing plans, charitable institutions, foundations, endowments, and estates and trusts. The firm develops portfolios using fundamental and technical analysis, model portfolios, and a combination of long- and short-term strategies, and offers retirement plan consulting and coordination with outside professionals.

Options & derivatives strategies Retirement income strategy Business ownership considerations Wealth management Charitable giving & philanthropy Executive Founder/Business Owner
user avatar

Thomas C

Series 63, Series 65

Alpharetta, GA

Register Financial Advisors, LLC

Thomas Corrigan is a financial advisor at Register Financial Advisors, LLC with 44 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Register Financial Advisors and its affiliated firm Register Financial Associates, Inc. since 2011. Outside of his advisory role, he serves as a trustee for the Fulton County Republican Party, overseeing financial records and expenditures. Register Financial Advisors, LLC provides investment advisory and financial planning services to individuals, corporations, pension and profit-sharing plans, charitable institutions, and estates. The firm develops portfolios based on client objectives and risk profiles using fundamental and technical analysis, model portfolios, and a range of strategies, while also offering retirement plan consulting and coordination with outside professionals.

Options & derivatives strategies Retirement income strategy Business ownership considerations Wealth management Charitable giving & philanthropy Executive Founder/Business Owner
user avatar

Scott R

Series 66

Atlanta, GA

Register Financial Advisors, LLC

Scott Register is a financial advisor at Register Financial Advisors, LLC with 19 years of industry experience. He holds a Series 66 designation and has been with Register Financial Advisors since 2007. Register also serves as principal and chief compliance officer at Register Financial Associates, Inc., where he oversees compliance and general operations. Register Financial Advisors, LLC provides investment advisory and financial planning services to individuals, corporations, pension and profit-sharing plans, charitable institutions, foundations, endowments, and estates and trusts. The firm develops portfolios using fundamental and technical analysis, model portfolios, and a mix of long- and short-term strategies tailored to client objectives and risk profiles.

Options & derivatives strategies Retirement income strategy Business ownership considerations Wealth management Charitable giving & philanthropy Executive Founder/Business Owner
user avatar

Hafeez F

Series 63, Series 66

Atlanta, GA

Register Financial Advisors, LLC

Hafeez Fazal is a financial advisor at Register Financial Advisors, LLC in Atlanta, GA, with 18 years of industry experience. He holds Series 63 and Series 66 designations and previously worked at Raymond James & Associates from 2013 to 2018. Register Financial Advisors provides investment advisory and financial planning services to individuals, corporations, pension and profit-sharing plans, charitable institutions, foundations, endowments, and estates and trusts. The firm constructs portfolios using a range of investment vehicles, including equities, mutual funds, ETFs, fixed income, and employs options strategies, short sales, and margin transactions in certain accounts.

Options & derivatives strategies Retirement income strategy Business ownership considerations Wealth management Charitable giving & philanthropy Executive Founder/Business Owner

Adam W

Series 66

Atlanta, GA

Register Financial Advisors, LLC

Adam Waller is a financial advisor at Register Financial Advisors, LLC with six years of industry experience. He holds a Series 66 designation and previously worked at Edward Jones for seven years. Register Financial Advisors, LLC provides investment advisory and financial planning services to individuals, corporations, pension and profit-sharing plans, charitable institutions, foundations, endowments, and estates and trusts. The firm develops portfolios based on client objectives and risk profiles using fundamental and technical analysis, model portfolios, and a mix of long- and short-term strategies.

Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Stock option exercise strategy Business ownership considerations General estate planning guidance Founder/Business Owner Divorced Widow/Widower
user avatar

Robin L

Series 63

Atlanta, GA

Register Financial Advisors, LLC

Robin Leahy is a financial advisor at Register Financial Advisors, LLC with 23 years of industry experience. He holds a Series 63 designation and previously worked at Morgan Stanley Smith Barney LLC for 11 years before joining Register Financial Advisors in 2020. Register Financial Advisors, LLC provides investment advisory and financial planning services to individuals, corporations, pension and profit-sharing plans, charitable institutions, foundations, endowments, and estates and trusts. The firm’s advisers develop portfolios tailored to client objectives and risk profiles, utilizing both fundamental and technical analysis and a variety of investment strategies.

Options & derivatives strategies Retirement income strategy Business ownership considerations Wealth management Charitable giving & philanthropy Executive Founder/Business Owner
user avatar

Lydia G

Series 65

Atlanta, GA

Register Financial Advisors, LLC

Lydia Gumina is a financial advisor at Register Financial Advisors, LLC in Atlanta, GA, holding a Series 65 designation. She is part of a 14-advisor team. Register Financial Advisors provides investment advisory and financial planning services to a range of clients including individuals, corporations, pension plans, charitable institutions, and estates. The firm employs diversified investment strategies using equities, mutual funds, ETFs, fixed income, and, when appropriate, options and leverage, while integrating third-party model and managed-account solutions.

Options & derivatives strategies Retirement income strategy Business ownership considerations Wealth management Charitable giving & philanthropy Executive Founder/Business Owner
user avatar

George R

Series 63, Series 66

Atlanta, GA

Register Financial Advisors, LLC

George Register is a financial advisor with Register Financial Advisors, LLC in Atlanta, GA, holding Series 63 and Series 66 designations and possessing 57 years of industry experience. He has been with Register Financial Advisors since 2007 and has worked at Register Financial Associates, Inc. since 1992. Outside of his advisory roles, he serves as CEO of Register Capital Investments LLC, managing a small-cap portfolio. Register Financial Advisors, LLC provides investment advisory and financial planning services to individuals, corporations, pension and profit-sharing plans, charitable institutions, foundations, endowments, and estates and trusts. The firm develops portfolios using fundamental and technical analysis, model portfolios, and a mix of long- and short-term strategies, offering both discretionary and non-discretionary management.

Options & derivatives strategies Retirement income strategy Business ownership considerations Wealth management Charitable giving & philanthropy Executive Founder/Business Owner
user avatar

David P

Series 66

Atlanta, GA

Register Financial Advisors, LLC

David Pressly is a financial advisor with Register Financial Advisors, LLC in Atlanta, GA, holding a Series 66 designation and 25 years of industry experience. He has been with Register Financial Advisors and its affiliated entity Register Financial Associates, Inc. since 2011. Register Financial Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, pension plans, and charitable institutions. The firm employs a variety of strategies tailored to client objectives and risk profiles, offering both discretionary and non-discretionary portfolio management alongside retirement plan consulting.

Options & derivatives strategies Retirement income strategy Business ownership considerations Wealth management Charitable giving & philanthropy Executive Founder/Business Owner
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