Retirement Wealth Center Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$31,225,190
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
66
36% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
66
Very HighAverage account size
$473,109
About
Retirement Wealth Center Inc. is a small independent advisory firm managing approximately $41.8 million for about 66 clients. It provides discretionary asset management for individuals, estates, trusts, business entities and corporate pension and profit‑sharing plans, and also offers separate financial planning and consulting engagements.
The firm primarily manages portfolios of publicly traded securities — including stocks, bonds, ETFs and mutual funds — using fundamental, technical and charting analysis and generally favoring longer‑term holdings while avoiding short‑selling, IPOs, options and penny stocks. Investment management is billed mainly as a percentage of assets under management, financial planning is offered on hourly or fixed‑fee terms, and client accounts are reviewed at least quarterly with discretionary trading authority in place.
Distinctive features include an affiliated CPA practice: the firm’s principal provides tax and accounting services to some clients and dedicates a meaningful portion of time to those activities, a relationship the firm discloses as a potential conflict of interest. Relative to peers, the combination of an accounting affiliate and an explicit focus that includes corporate pension and profit‑sharing plans — along with limited insurance licensure held by the principal — are notable for a firm of this size.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
General retirement planning
General tax planning
General estate planning guidance
Fee options
Financial planning services offered with flat fees between $500 and $3,000
$0 - $1,000,000: 1.00% annually $1,000,001 - $2,000,000: 0.90% annually $2,000,001 - $3,000,000: 0.85% annually $3,000,001 - $4,000,000: 0.80% annually $4,000,001+: 0.75% annually
$75 to $350 per hour for financial planning services
Minimum fee: Setup charge of $495 due upon signing or account funding (new clients only) Fee-only: Financial planning fees charged hourly at $75 to $350 per hour or fixed fees ranging from $500 to $3,000
Main office location
Retirement Wealth Center Inc
100 E Thousand Oaks Blvd #276
Thousand Oaks CA 91360, United States
Number of offices
1
Most active in
Retirement Wealth Center Inc has reported serving >5 clients in these states in the last 12 months.
California · Nevada
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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