RF Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$815,952
Clients
10
50% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$81,595
About
RF Capital Management provides discretionary investment management through separately managed accounts to individuals, high‑net‑worth clients, and businesses. The firm manages a small number of client relationships and reports approximately $815,952 in assets under management.
The firm employs a bottom‑up, fundamental value approach focused on long‑term capital appreciation, typically concentrating holdings in a relatively small number of stocks and maintaining a multi‑year investment horizon. Portfolios may include special‑situation and small‑cap or less liquid securities, and the adviser will implement client‑requested restrictions for ethical or faith‑based mandates.
A distinctive feature of the firm is its use of performance‑based compensation for eligible clients, structured with a high‑water‑mark provision—an arrangement that is uncommon among independent advisers and that the firm discloses can create incentives toward increased risk. Combined with a concentrated, value‑oriented strategy that may involve illiquid or microcap positions, this fee structure differentiates the firm from many similarly sized peers.
Client services
Portfolio management
Expertise
Active portfolio management
Concentrated stock management
Fee options
$0+: 2% annually for non-qualified clients $1,100,000+: 2% annually for qualified clients
20% of capital gains for qualified clients, subject to high-water mark and loss carryforward
Account minimum: $1,000,000
Main office location
RF Capital Management
615 Las Tunas Drive, Suite 203
Arcadia CA 91007, United States
Number of offices
1
Most active in
RF Capital Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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