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Riggs Asset Management Co Inc

Updated today

Client assets under management

$615,807,754

Clients

410

35% high-net-worth

Advisors

8

of 8 employees

Firm type

Team

5-30 advisors or >$500M in AUM

Clients per advisor

51

Typical

Average account size

$1,501,970

About

Riggs Asset Management serves individuals (including high‑net‑worth clients), business entities, retirement plans, trusts, estates and charitable organizations, offering discretionary investment management and limited, unsolicited consultation on non‑investment matters. The firm also provides family‑office style services—bill paying, bookkeeping and assistance with budgeting and cash‑flow management—and manages roughly $640 million in client assets.

Riggs’ investment process allocates across individual equities and fixed income, exchange‑traded funds and no‑load mutual funds using a mix of fundamental, technical, charting and cyclical analysis and a range of time horizons from long‑term holdings to shorter‑term trading. The firm may engage an unaffiliated sub‑advisor for direct indexing and may include cryptocurrency exposure via ETFs in client allocations unless a client opts out.

Clients receive regular documentation, including quarterly reports summarizing account activity and the firm’s Form ADV brochure, and Riggs also distributes periodic written materials to its client base. The combination of family‑office services, the use of a direct‑indexing sub‑advisor and custody practices tied to bill‑paying/trustee functions (which trigger additional oversight) distinguishes Riggs’ service mix from many peers.

Client services

Financial planning Portfolio management Selection of other advisers Newsletters or periodicals Family office

Expertise

Wealth management Passive / index investing Tax-loss harvesting Retirement income strategy

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Fee options

Fixed

Fixed charge for family office services, amount negotiated individually

Percentage

$0 - $5,000,000: 1.0% $5,000,001 - $10,000,000: 0.85% $10,000,001 - $15,000,000: 0.75% $15,000,001+: Negotiable

Project-based

$300 per hour for investment advice not involving investment management

Other

Minimum fee: $1,500 per account per year minimum on sub-advisory fee Fee-only: Annual investment management fee based on assets under management; hourly consulting at $300/hour; fixed charge for family office services (amount individualized)

Main office location

Riggs Asset Management Co Inc

The Grand Highlands, Two Newberry Estates

Dallas PA 18612, United States

Number of offices

3

Most active in

Arizona · Delaware · District of Columbia · Florida · Maryland · Massachusetts · Nebraska · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Texas · Virginia

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Robert G

Series 65

Dallas, PA

Riggs Asset Management Co Inc

Robert Graham is a Series 65-licensed financial advisor with seven years of industry experience, currently with Riggs Asset Management Co Inc since 2017. His prior roles include work at the U.S. House of Representatives (PA-11) and the Institute for Public Policy and Economic Development. Riggs Asset Management serves a diverse client base including individuals, high-net-worth clients, trusts, estates, and charitable organizations, offering discretionary investment management alongside family-office style services such as bill paying and bookkeeping. The firm employs a multi-faceted investment approach combining fundamental, technical, and cyclical analysis across equities, fixed income, ETFs, and mutual funds, with options for direct indexing and cryptocurrency exposure.

Wealth management Passive / index investing Tax-loss harvesting Retirement income strategy
user avatar

Elizabeth G

Series 65

Dallas, PA

Riggs Asset Management Co Inc

Elizabeth Graham is a financial advisor at Riggs Asset Management Co Inc with 13 years of industry experience. She holds the Series 65 designation and has been with Riggs Asset Management since 2001. Based in Dallas, Pennsylvania, she is part of an eight-advisor team. Riggs Asset Management serves individuals, business entities, retirement plans, trusts, estates, and charitable organizations with discretionary investment management and limited consultation on non-investment matters. The firm offers family-office style services and employs a diversified investment approach that includes equities, fixed income, ETFs, mutual funds, and can incorporate direct indexing and cryptocurrency exposure.

Wealth management Passive / index investing Tax-loss harvesting Retirement income strategy
user avatar

Adam G

Series 65

Dallas, PA

Riggs Asset Management Co Inc

Adam Glassman is a financial advisor with Riggs Asset Management Co Inc, holding a Series 65 designation and based in Dallas, PA. He joined Riggs in 2025 and previously served 19 years with the Office of the Comptroller of the Currency as a National Bank Examiner. He is currently on administrative leave from the OCC until his official separation in late 2025. Riggs Asset Management serves a range of clients including individuals, business entities, retirement plans, and charitable organizations, offering discretionary investment management alongside family-office style services. The firm employs a multi-asset investment approach that includes equities, fixed income, ETFs, and mutual funds, with options for direct indexing and cryptocurrency exposure.

Wealth management Passive / index investing Tax-loss harvesting Retirement income strategy
user avatar

Alan G

Series 65

Dallas, PA

Riggs Asset Management Co Inc

Alan Glassman is a financial advisor at Riggs Asset Management Co., Inc. in Dallas, PA, holding a Series 65 designation and with 28 years of industry experience. He has been with Riggs Asset Management since 1997. Riggs Asset Management serves individuals, business entities, retirement plans, trusts, estates, and charitable organizations, providing discretionary investment management and limited consultation on non-investment matters. The firm offers family-office style services and employs a diversified investment process that includes fundamental, technical, and cyclical analysis across multiple asset classes and time horizons.

Wealth management Passive / index investing Tax-loss harvesting Retirement income strategy
user avatar

Robert G

Series 63, Series 65

Dallas, PA

Riggs Asset Management Co Inc

Robert Graham is a financial advisor at Riggs Asset Management Co Inc with 26 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Raymond James Financial Services, Inc. since 1999. Riggs Asset Management serves individuals, business entities, retirement plans, trusts, estates, and charitable organizations, offering discretionary investment management and family-office style services such as bill paying, bookkeeping, and budgeting assistance. The firm manages around $640 million in client assets and employs a diversified investment process that includes individual equities, fixed income, ETFs, and mutual funds, with options for direct indexing and cryptocurrency exposure.

Wealth management Passive / index investing Tax-loss harvesting Retirement income strategy
user avatar

Robert G

Series 63, Series 65

Bolivia, NC

Riggs Asset Management Co Inc

Robert Graham is a financial advisor at Riggs Asset Management Co Inc with 43 years of industry experience. He has been with Riggs Asset Management since 1990. He holds the Series 63 and Series 65 designations. Riggs Asset Management serves individuals, including high-net-worth clients, business entities, retirement plans, trusts, estates, and charitable organizations with discretionary investment management and limited consultation on non-investment matters. The firm offers family-office style services and employs an investment process that includes a range of asset types and analysis methods, managing approximately $640 million in client assets.

Wealth management Passive / index investing Tax-loss harvesting Retirement income strategy
user avatar

Susan S

Series 63, Series 65

Dallas, PA

Riggs Asset Management Co Inc

Susan Shoemaker is a financial advisor with Riggs Asset Management Co Inc in Dallas, PA, holding Series 63 and Series 65 designations and 13 years of industry experience. She has been with Riggs Asset Management since 2010. Riggs Asset Management serves individuals, business entities, retirement plans, trusts, estates, and charitable organizations with discretionary investment management and limited unsolicited consultation on non-investment matters. The firm offers family-office style services and employs a diversified investment approach that incorporates individual equities, fixed income, ETFs, and mutual funds, along with the use of an unaffiliated sub-advisor for direct indexing and optional cryptocurrency exposure.

Wealth management Passive / index investing Tax-loss harvesting Retirement income strategy
user avatar

Dimitri G

Series 65

Dallas, PA

Riggs Asset Management Co Inc

Dimitri Gnall is a Series 65-licensed advisor at Riggs Asset Management Co Inc with one year of industry experience. Prior to joining Riggs Asset Management, he worked at Empire Education Group and has concurrent involvement with Domiano Eye Care. Riggs Asset Management serves individuals, business entities, retirement plans, trusts, estates, and charitable organizations, providing discretionary investment management alongside family-office style services such as bill paying, bookkeeping, and budgeting assistance. The firm uses a diversified investment approach incorporating equities, fixed income, ETFs, and mutual funds, and may include direct indexing and cryptocurrency exposure in client portfolios.

Wealth management Passive / index investing Tax-loss harvesting Retirement income strategy
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