Rise Financial Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
53
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
53
HighAverage account size
$0
About
Rise Financial Group provides advice to individual and high‑net‑worth clients through hourly financial consulting, retirement‑plan advisory as a limited‑scope ERISA 3(21) fiduciary, and referrals to third‑party investment managers. The firm does not act as a primary asset manager; instead it helps clients complete TPM paperwork, delivers TPM disclosure materials, and assists with plan and account setup.
For planning engagements the firm prepares written recommendations and implementation support and documents client goals and risk tolerance in an investment policy or similar form. When clients are placed with third‑party managers, the firm monitors performance and receives TPM reports, with account reviews performed at least quarterly or more frequently as market conditions warrant.
Distinctive features disclosed in the brochure include an insurance affiliation: the principal spends a majority of professional time as a licensed insurance agent and may offer insurance products for which commissions are received, a conflict the firm discloses and manages. The firm also provides periodic client communications and conducts group enrollment and educational meetings for retirement plan participants, and maintains a referral/incentive arrangement with a third‑party manager that is described in its disclosures.
Client services
Pension consulting
Selection of other advisers
Financial consulting
Expertise
Wealth management
Fee options
All Assets+: 2.15% All Assets+: 2.00% All Assets+: 1.85% All Assets+: 1.70% All Assets+: 1.80% All Assets+: 1.70% All Assets+: 1.80% All Assets+: 1.00%
$200 per hour for financial consulting services
Main office location
Rise Financial Group
3303 E Baseline Rd, Suite 107
Gilbert AZ 85234, United States
Number of offices
1
Most active in
Rise Financial Group has reported serving >5 clients in these states in the last 12 months.
Arizona · Minnesota · North Dakota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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