Robert Horowitz Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$100,925,141
Clients
49
37% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
49
HighAverage account size
$2,059,697
About
The firm provides fee‑only discretionary investment management and financial planning to individuals, families and trusts, with a client mix that includes busy professionals and retired couples. It serves a relatively small client roster and manages roughly $101 million in client assets, and it does not accept commissions or other sales‑based compensation.
The investment approach emphasizes an efficient‑markets, strategic asset allocation framework implemented primarily with passively managed mutual funds and global diversification, with portfolios set to client‑specific equity and bond targets and a long‑term orientation. The firm commonly implements portfolios through Dimensional Fund Advisors funds and executes discretionary trading on custodial platforms at Fidelity or Schwab.
Distinctive features include a high assets‑per‑client profile given the modest client count, a material operational and research relationship with Dimensional Fund Advisors, and a firm requirement that client accounts be held on a specific custodial platform that provides platform services. The firm also discloses reciprocal referral and office‑sharing ties with an accounting practice, offers limited hourly advice in addition to asset management, and notes that recommending rollovers to IRAs it would manage can create an economic incentive that it discloses to clients.
Client services
Financial planning
Portfolio management
Expertise
Passive / index investing
Tax-loss harvesting
Concentrated stock management
Occupation focus
Retired
Executive
Demographic focus
Approaching retirement
Fee options
$0 - $1,000,000: 1% annually $1,000,001 - $2,000,000: $10,000 + 0.75% of assets over $1,000,000 annually $2,000,001+: $17,500 + 0.5% of assets over $2,000,000 annually
Hourly fee of $350, negotiable depending on client circumstances; charged when providing hourly financial advice without asset management.
Account minimum: $800,000 Minimum fee: Minimum annual fee of $8,000, which may be waived or meaningfully reduced at the firm's discretion. Fee-only: Firm is fee-only; all compensation comes from client fees; no commissions or other compensation accepted.
Main office location
Robert Horowitz Wealth Management
Larkspur CA, United States
Number of offices
1
Most active in
Robert Horowitz Wealth Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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