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Rockingstone Advisors

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Client assets under management

$280,098,256

Clients

61

89% high-net-worth

Advisors

2

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

More info

Clients per advisor

31

Low

Average account size

$4,591,775

About

Rockingstone Advisors is an SEC-registered investment adviser that manages approximately $280 million for roughly 61 clients, primarily high-net-worth and individual investors, as well as trusts, retirement plans and select OCIO engagements. The firm provides discretionary portfolio management across multiple asset classes—equities, fixed income, hybrids, alternatives, real estate and digital assets—and historically offered corporate advisory services before discontinuing that offering in late 2023.

The firm follows a multi-step, actively managed investment process that begins with strategic asset allocation, incorporates tactical adjustments and sub-asset diversification, and proceeds to security and digital‑asset selection, execution and ongoing monitoring. Rockingstone routinely employs active techniques including short sales, options and other derivatives, and it may use borrowing (margin) in separately managed accounts; it also operates a digital-asset program requiring client accounts with a digital‑asset custodian.

What is noteworthy relative to many supported peers is that Rockingstone advertises performance results and explicitly discloses the use of borrowing and derivatives in separately managed accounts—practices that are relatively uncommon in the peer group. The firm also serves as an OCIO for select clients and in 2025 reclassified about $22 million from assets under advisement to discretionary assets under management, reflecting that institutional oversight role.

Client services

Portfolio management Selection of other advisers

Expertise

Active portfolio management

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Fee options

Percentage

$0 - $499,999: 1.75% annually $500,000 - $999,999: 1.50% annually $1,000,000 - $4,999,999: 1.25% annually $5,000,000 - $14,999,999: 1.00% annually $15,000,000+: 0.85% annually

Other

Account minimum: $1,000,000 Fee-only: Annual advisory fees based on tiered percentage of assets under management

Main office location

Rockingstone Advisors

292 Main Street, Suite 32

Great Barrington MA 01230, United States

Number of offices

3

Most active in

More info

California · Florida · Massachusetts · New York · Texas · Virginia

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Website 212-430-2240

Advisors at this firm

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user avatar

Eric K

CFA®, Series 63

Great Barrington, MA

Rockingstone Advisors

Eric Katzman is a CFA® charterholder with 30 years of industry experience. He has been with Rockingstone Advisors since 2016, following a 16-year tenure at Deutsche Bank Securities Inc. Katzman serves on the Board of Trustees at Oberlin College and the Berkshire Natural Resource Council, contributing to their investment and finance committees, and is also a member of the advisory board for Jove Island Acquisition Corp. Rockingstone Advisors offers discretionary portfolio management and OCIO services to individuals, high-net-worth clients, families, trusts, retirement plans, and select limited partnerships. The firm employs a multi-step investment process that includes strategic allocation, tactical overlays, and the integration of traditional and digital assets, supported by a two-advisor team and specialized custodial arrangements.

Active portfolio management
user avatar

Brandt S

Series 63, Series 66

Harrison, NY

Rockingstone Advisors

Brandt Sakakeeny is a financial advisor at Rockingstone Advisors with 13 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Rockingstone Advisors since 2009. Outside of his advisory role, he serves on the Board of Visitors at Wake Forest College and is a board member and treasurer of the executive committee at Bonnie Briar Country Club. Rockingstone Advisors provides discretionary portfolio management and OCIO services to individuals, high-net-worth clients, families, trusts, retirement plans, and select limited partnerships. The firm employs a multi-step investment process that includes strategic allocation, tactical overlays, and the use of equities, fixed income, alternatives, and digital assets, distinguishing itself with advertised historical performance and a formal digital-asset custody program.

Active portfolio management
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