Rooney Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,073,652
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
The firm primarily manages pooled or institutional assets and provides investment management alongside ongoing financial planning services, including an Employee Benefits Optimization service added in 2026. It operates as a fee-only adviser and generally charges percentage-of-assets-under-management fees that are negotiable.
The firm combines fundamental and technical analysis within a Modern Portfolio Theory framework, using passive mutual funds and ETFs, ESG/screening options, and manual allocation of idle cash into money-market funds. It may employ options and other derivatives in separately managed accounts — including covered calls and cash‑secured puts — and executes trades on a non‑discretionary basis, obtaining client approval before transactions.
Rooney Wealth is a recently formed, single‑principal firm (organized July 12, 2025) reporting approximately $1.07 million in non‑discretionary assets as of February 27, 2026, and it uses an ongoing planning model with an initial planning fee plus recurring monthly fees. The principal maintains a state teaching credential and may occasionally substitute teach; the firm does not aggregate block trades, does not vote client proxies, and relies on an institutional custody platform for execution and reporting.
Client services
Financial planning
Portfolio management
Expertise
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Occupation focus
Educators, Teachers, and Academics
Demographic focus
Young Professionals
Fee options
Initial financial planning fee up to $500, may be waived or reduced at Advisor's discretion.
$0 - $100,000: $1,000 or 3%, whichever is less $100,001 - $1,000,000: 1.00% $1,000,001+: 0.75%
Ongoing financial planning monthly fees ranging from $80 to $400, paid monthly in advance.
Minimum fee: $1,000 or 3%, whichever is less for assets $0 - $100,000 Fee-only: Investment management fees and fixed fees for ongoing financial planning; no commissions received.
Main office location
Rooney Wealth Management
Sacramento CA, United States
Number of offices
1
Most active in
Rooney Wealth Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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