Rothschild Wealth LLC

Phillip Johnson is a financial advisor at Rothschild Wealth LLC with 30 years of industry experience. He holds Series 63 and Series 65 designations and has worked at Rothschild Wealth since 2018 and Rothschild Investment LLC since 2023. Rothschild Wealth serves individuals, high-net-worth clients, corporate executive groups, retirement plans, trusts, foundations, and other institutional clients by providing portfolio management, financial planning, and retirement and investment consulting. The firm uses a combination of quantitative and qualitative analysis to develop asset-allocation models tailored to tax, estate, cash-flow, and risk considerations.

Michael Adler is a CFP® with 14 years of industry experience, currently serving at Rothschild Wealth LLC and Rothschild Investment, LLC since 2025. He previously worked at Goldman Sachs & Co. LLC from 2021 to 2025 and The AYCO Company, L.P./Mercer Allied from 2010 to 2021. Mr. Adler is also a licensed insurance agent and registered representative, providing securities brokerage and insurance services on a commission basis. Rothschild Wealth serves individuals, high-net-worth clients, corporate executive groups, retirement plans, trusts, foundations, and other institutional clients, offering portfolio management, financial planning, and retirement and investment consulting. The firm employs a client-focused approach to asset allocation, utilizing quantitative and qualitative analysis along with ongoing portfolio monitoring.

James Dawson is a CFP® professional with 11 years of experience in the financial services industry. He is currently a wealth advisor at Rothschild Wealth LLC and a registered representative at Rothschild Investment LLC. His prior experience includes roles at Charles Schwab and Halo Securities. Rothschild Wealth LLC serves individuals, high-net-worth clients, corporate executive groups, retirement plans, trusts, foundations, and other institutional clients. The firm provides portfolio management, financial planning, and retirement and investment consulting, using a combination of quantitative and qualitative analysis to build and monitor diversified portfolios tailored to clients’ tax, estate, cash-flow, and risk considerations.

Michael Beck is a CFA® charterholder and Series 63 licensee with seven years of industry experience. He has been with Cambridge Investment Research Advisors since 2019 and previously worked at Phoenix Investment Adviser, LLC. Outside of his advisory role, Beck serves as a board trustee for Mark Day School in San Rafael, CA. Cambridge Investment Research Advisors serves individual investors, retirement plans, charitable organizations, and pension/profit-sharing plans through a large network of independent financial professionals. The firm offers financial planning, portfolio management, and retirement plan advisory services, utilizing a range of account platforms and third-party strategists.

Tyler Qualio is a CFP® with 24 years of experience in the financial services industry. He is currently with Rothschild Wealth LLC and Rothschild Investment LLC, having previously worked at Halo Securities, LLC and Ausdal Financial Partners, Inc. Qualio serves on the advisory board of the Will County Community Foundation, where he is involved with charitable grants and community endeavors. Rothschild Wealth LLC provides portfolio management, financial planning, and retirement and investment consulting to individuals, high-net-worth clients, corporate executive groups, retirement plans, trusts, foundations, and other institutions. The firm employs a comprehensive asset-allocation approach that incorporates tax, estate, cash-flow, and risk considerations, utilizing a range of investment vehicles and ongoing portfolio monitoring.

Jack Rafferty is a CFP® and Series 65-licensed advisor with Rothschild Wealth LLC, based in Oakbrook, IL. He has two years of industry experience, including roles at Sentinus, LLC and Wipfli Financial Advisors/Creative Planning. Rothschild Wealth serves individuals, high-net-worth clients, corporate executive groups, retirement plans, trusts, foundations, and other institutional clients by providing portfolio management, financial planning, and retirement and investment consulting. The firm uses both quantitative and qualitative analysis to implement asset-allocation models tailored to tax, estate, cash-flow, and risk considerations.

Kyle Depasquale is a financial advisor at Rothschild Wealth LLC with 16 years of industry experience. He holds a Series 66 designation and has worked at Rothschild Wealth since 2012, with prior roles at Ausdal Financial Partners and Halo Securities LLC. In addition to his advisory role, he is involved with Sentinus Insurance Services, where he participates in insurance sales. Rothschild Wealth LLC advises individuals, high-net-worth clients, corporate executive groups, trusts, pension and profit-sharing plans, and other institutional and tax-exempt entities, offering services such as financial planning, portfolio management, retirement plan consulting, and coordination of tax and estate planning. The firm uses quantitative models and third-party tools to construct and monitor portfolios across various asset classes while providing institutional services including investment policy development and manager selection.

Jacqueline Sedlak is a financial advisor at Rothschild Investment LLC in Chicago, IL, holding a Series 66 designation with 14 years of industry experience. Her prior positions include roles at Hightower Advisors, William Blair, and Wintrust Investments. Rothschild Investment LLC provides discretionary and non-discretionary portfolio management, financial planning, and retirement plan consulting to individuals, families, trusts, foundations, corporations, and plan sponsors. The firm focuses on entrepreneurs and closely held business owners and uses a long-term, individualized investment approach combining asset allocation, theme selection, and security selection through fundamental, technical, quantitative, and qualitative analysis.

John Newhouse is a financial advisor at Rothschild Wealth LLC with one year of industry experience. He holds Series 63 and Series 65 licenses. Outside of his advisory role, he has been involved in various investment-related ventures since 2003, including managing roles in firms focused on trading, cryptocurrency investing, and venture investing. Rothschild Wealth serves individuals, high-net-worth clients, corporate executive groups, retirement plans, trusts, foundations, and other institutional clients. The firm offers portfolio management, financial planning, and retirement and investment consulting, employing both quantitative and qualitative analysis to build and monitor client portfolios.

Bret Petersen is a financial advisor at Rothschild Wealth LLC with 22 years of industry experience. He holds the Series 66 designation and has previously worked at UBS Financial Services Inc. and Wells Fargo Clearing Services, LLC. Rothschild Wealth serves individuals, high-net-worth clients, corporate executive groups, retirement plans, trusts, foundations, and other institutional clients by providing portfolio management, financial planning, and retirement and investment consulting. The firm uses a comprehensive approach that incorporates asset allocation models considering tax, estate, cash-flow, and risk factors, utilizing a range of securities and third-party managers with ongoing monitoring and reporting.

Curtis Ellergodt is a financial advisor at Rothschild Wealth LLC with 10 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Halo Securities LLC and Ausdal Financial Partners, INC. Curtis also serves as COO/CFO of Rothschild Wealth LLC and as CFO/CCO of Rothschild Investment LLC. Rothschild Wealth serves individuals, high-net-worth clients, corporate executive groups, retirement plans, trusts, foundations, and other institutional clients. The firm provides portfolio management, financial planning, and retirement and investment consulting, utilizing both discretionary and non-discretionary asset management approaches and incorporating tax, estate, cash-flow, and risk considerations in its asset-allocation models.

Steven Norvid is a CFA® charterholder and holds a Series 65 license with 17 years of industry experience. He joined Rothschild Wealth LLC in 2025 after 13 years at Siligmueller & Norvid Wealth Advisors LLC. Rothschild Wealth serves individuals, high-net-worth clients, corporate executive groups, retirement plans, trusts, foundations, and other institutional clients, offering portfolio management, financial planning, and retirement and investment consulting. The firm uses a combination of quantitative and qualitative analysis to build and monitor diversified portfolios tailored to tax, estate, cash-flow, and risk considerations.

Gabriella Kent is a financial advisor at Rothschild Wealth LLC with seven years of industry experience. She holds a Series 65 designation and has been with Rothschild Wealth since 2017. Prior to that, she was a student for ten years. Rothschild Wealth serves individuals, high-net-worth clients, corporate executive groups, retirement plans, trusts, foundations, and other institutional clients by providing portfolio management, financial planning, and retirement and investment consulting. The firm employs asset-allocation models informed by tax, estate, cash-flow, and risk considerations, using a range of investment vehicles and ongoing portfolio monitoring.

Stephen Mccormick is a financial advisor at Rothschild Wealth LLC with two years of industry experience. He holds a Series 65 designation and has worked at Sentinus, LLC since 2022, following a brief tenure at Wealth Planning Network. Rothschild Wealth serves individuals, high-net-worth clients, corporate executive groups, retirement plans, trusts, foundations, and institutional clients by providing portfolio management, financial planning, and retirement and investment consulting. The firm employs asset-allocation models that consider tax, estate, cash flow, and risk factors, utilizing mutual funds, ETFs, individual securities, and third-party managers.

Connor Ladone is a financial advisor at Rothschild Wealth LLC with four years of industry experience. He holds a Series 66 designation and previously worked at UBS Financial Services from 2018 to 2025. Rothschild Wealth serves individuals, high-net-worth clients, corporate executive groups, retirement plans, trusts, foundations, and other institutional clients by providing portfolio management, financial planning, and retirement and investment consulting. The firm uses a combination of quantitative and qualitative analysis to create asset-allocation models tailored to clients’ tax, estate, cash-flow, and risk considerations.