Round Oak Capital LLC

Round Oak Capital provides discretionary portfolio and wealth management to individuals, families, trusts and businesses. In addition to in-house portfolio management — including investment selection, performance oversight and rebalancing — the firm offers supplemental performance reporting, introductions to alternative investments and a range of family-office services such as real estate advisory and administrative support.

The firm emphasizes a fundamentals-driven investment process and employs both long- and short-term strategies across equities, fixed income, ETFs, mutual and index funds, and selected alternative investments, with asset allocation tailored to each client’s objectives and risk profile. Accounts are managed on a discretionary basis, with formal quarterly reviews and monthly custodian reporting.

Round Oak manages roughly $23.9 million in discretionary assets for a very small client roster, reflecting a concentrated, higher‑net‑worth focus that is less common among independent advisers that typically serve broader retail client bases. It also routinely offers family‑office style mandates and standalone consulting engagements — including hourly consulting and introductions to hedge and private equity opportunities offered regardless of whether the recipient is an investment-advisory client — features that distinguish its service set relative to peers of similar scale.