RPM Capital Management, LLC

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Client assets under management

$71,667,650

Clients

140

96% high-net-worth

Advisors

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

Typical

Average account size

$511,912

About

RPM Capital Management manages approximately $74.3 million in discretionary assets and provides portfolio management focused on high‑yield tax‑exempt municipal bonds and selected dividend‑paying equities for accredited investors and individual clients, including affiliated trusts, foundations, and family offices. The firm typically requires a $500,000 account minimum (waivable) and offers its services primarily on a discretionary basis through a Bond Program and a legacy Blend Program.

The firm’s investment approach emphasizes origination, structuring, proprietary due diligence, and ongoing monitoring of tax‑exempt municipal bond offerings, supplemented by fundamental equity selection that favors dividend payers and stocks with lower institutional ownership rather than algorithmic selection. RPM discloses that it may participate on origination/due diligence teams and that related diligence fees can be incorporated into bond pricing, and it describes internal standards and compliance procedures intended to address the resulting conflicts of interest.

Noteworthy for a firm of its size, RPM is led by a single principal and operates with a small professional team, concentrating responsibility for sourcing and monitoring niche bond investments. The firm also publishes or advertises performance results more openly than most peers and explicitly discloses potential conflicts tied to receiving diligence fees when acting on bond originations, factors prospective clients should weigh alongside custodial reporting and reliance on a limited number of key personnel.

Client services

Portfolio management

Expertise

Tax-loss harvesting Concentrated stock management General tax planning

Fee options

Percentage

$0 - $10,000,000: 1.00% annually $10,000,001+: 0.90% annually

Other

Account minimum: $500,000

Main office location

RPM Capital Management, LLC

800 Westchester Avenue, Suite 641 North

Rye Brook NY 10573, United States

Number of offices

Most active in

Arizona · California · Connecticut · Florida · Massachusetts · New Hampshire · New Jersey · New York · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 203-992-1100

Advisors at this firm

Michele N

Series 65

Rye Brook, NY

RPM Capital Management, LLC

Michele Newland is a Series 65-licensed financial advisor at RPM Capital Management, LLC with eight years of industry experience. She has been with RPM Capital Management since 2012. RPM Capital Management is a registered investment adviser that manages discretionary portfolios primarily for accredited individuals and their affiliated trusts, foundations, and family offices. The firm specializes in investment management through a Bond Program focused on high-yield tax-exempt municipal bonds and a Blend Program that combines those bonds with selected dividend-paying equities.

Tax-loss harvesting Concentrated stock management General tax planning

Stacy G

Series 63, Series 66

Hackensack, NJ

RPM Capital Management, LLC

Stacy Goldsmith is a financial advisor at RPM Capital Management, LLC, holding Series 63 and Series 66 designations with over 13 years of industry experience. Prior to joining RPM Capital Management in 2025, she spent 12 years at Herbert J Sims. RPM Capital Management is a registered investment adviser managing discretionary portfolios primarily for accredited individuals, trusts, foundations, and family offices. The firm focuses on a Bond Program of high-yield tax-exempt municipal bonds and a Blend Program combining these bonds with selected dividend-paying equities, emphasizing origination, proprietary due diligence, and fundamental analysis.

Tax-loss harvesting Concentrated stock management General tax planning

Paul M

Series 63, Series 65

Rye Brook, NY

RPM Capital Management, LLC

Paul Matthews II is a financial advisor with RPM Capital Management, LLC in Rye Brook, NY. He holds Series 63 and Series 65 licenses and has 42 years of industry experience. Prior to joining RPM Capital Management in 2012, he has also served as president of 504 Imports & Distribution since 2010, a company specializing in importing wine for wholesale and retail sales. RPM Capital Management is a registered investment adviser managing discretionary portfolios primarily for accredited individuals, trusts, foundations, and family offices. The firm focuses on high-yield tax-exempt municipal bonds and selected dividend-paying equities, utilizing a hands-on approach to bond origination, structuring, and due diligence.

Tax-loss harvesting Concentrated stock management General tax planning

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