R
Russell J. D'Alba
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
19
79% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
19
TypicalAverage account size
$0
About
The firm advises a small client base that includes business owners and parties involved in corporate transactions, providing investment advisory services and related financial consulting. It also makes investment banking capabilities available through an affiliated broker‑dealer rather than offering broad retail brokerage services.
The firm’s work emphasizes transactional and negotiation expertise grounded in accounting and investment banking experience, with a focus on strategic sales and business‑related financial advice. It does not provide ongoing portfolio management for individual clients and does not typically charge fees based on a percentage of assets under management.
The firm is affiliated with a registered broker‑dealer and the firm’s principal is a registered representative, which permits occasional fee‑sharing arrangements with brokers when clients consent. The affiliate limits its activities to investment banking, does not hold client funds, and the adviser states it will not make company‑specific securities recommendations to clients to mitigate conflicts.
Client services
Financial planning
Expertise
Business exit / sale strategy
Main office location
Russell J. D'Alba
333 International Drive, Suite A
Williamsville NY 14221, United States
Number of offices
1
Most active in
Russell J. D'Alba has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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