RX Investment Solutions LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$28,058,219
This total excludes 6 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
55
33% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
55
HighAverage account size
$510,149
About
Rx Investment Solutions provides discretionary investment management, financial planning and retirement plan consulting, and assists clients in selecting third‑party investment advisers. Its client base includes individuals as well as charitable organizations and pension or profit‑sharing plans, and the firm offers modular financial plans alongside ongoing portfolio supervision.
The firm generally implements portfolios using model‑based asset allocation across individual stocks and bonds, exchange‑traded funds, mutual funds and closed‑end funds, and may employ both long‑term and shorter‑term trading strategies. Investment analysis emphasizes manager track records and quantitative fund metrics, accounts are reviewed periodically, and the adviser also monitors and facilitates relationships with third‑party managers where appropriate.
What distinguishes Rx Investment Solutions from many independent peers is its formal retirement plan consulting practice—provided as an ERISA Section 3(21) limited‑scope fiduciary—that includes plan design review, fee benchmarking, participant education and special services such as executive benefits and plan conversion assistance. The brochure also discloses that associated persons are licensed to sell insurance products and may receive commissions, and that the firm provides rollover analyses and serves a mix of individual, charitable and pension clients, a combination that is statistically uncommon among similar independent advisers.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Retirement plans for business owners (SEP, solo 401k)
Income planning
Wealth management
Occupation focus
Founder/Business Owner
Retired
Fee options
Fixed fees for financial planning and retirement plan consulting services; negotiable with no stated minima or maxima except $2,000 minimum for retirement plan consulting
$0 - $249,999.99: 1.50% $250,000 - $499,999.99: 1.50% $500,000 - $999,999.99: 1.50% $1,000,000 - $1,999,999.99: 1.25% $2,000,000 - $4,999,999.99: 1.25% $5,000,000 - $24,999,999.99: 1.00% $25,000,000+: 1.00%
Commissions on insurance products sold by associated persons
$300 per hour for financial planning and consulting services
Account minimum: $25,000 Minimum fee: $2,000 minimum fixed fee for retirement plan consulting Fee-only: Hourly rate of $300 per hour; Fixed fees negotiable, no minimum or maximum specified
Main office location
RX Investment Solutions LLC
Portland OR, United States
Number of offices
1
Most active in
RX Investment Solutions LLC has reported serving >5 clients in these states in the last 12 months.
Oregon
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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