Saber and Shield Wealth Management, L.L.C

Saber and Shield Wealth Management, L.L.C. provides ongoing discretionary and non‑discretionary portfolio management to individuals, families, trusts, estates, pension and profit‑sharing plans, and small businesses. The firm manages accounts directly and also oversees outside managers, handling model selection, implementation, and ongoing monitoring on behalf of clients.

The firm’s investment approach aligns with modern portfolio theory, aiming to reduce risk and volatility through globally diversified portfolios while using fundamental security analysis and market trend/economic cycle analysis. Portfolios are primarily implemented with mutual funds, ETFs, and individual stocks, and the firm may employ long‑ and short‑term purchases, trading, margin and options as appropriate; the brochure reports all AUM managed on a discretionary basis as of 3/27/2026.

Distinctively, the firm is affiliated with an insurance agency and has insurance‑licensed principals who may recommend insurance products that generate customary commissions, a potential conflict of interest (clients are not required to purchase those products). As a small, state‑registered adviser with a two‑person team overseeing roughly $74 million in AUM across about 161 clients, the firm also leverages institutional custodial services and outside‑manager arrangements to access a wider range of investment products and operational support.