S
Safranek And Associates, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Safranek and Associates is registered as an investment manager and, in its brochure, identifies typical clients as high‑net‑worth individuals and trusts while providing ongoing portfolio management, investment supervisory services, and financial planning. The firm states it generally seeks discretionary authority to select securities and execute transactions and documents client risk tolerance and objectives in an Investment Policy Statement.
The firm describes a client‑driven approach focused on long‑term investing and asset allocation, using a mix of charting, fundamental and technical analysis and predominantly employing stocks, bonds, mutual funds and ETFs; it also notes the use of options for hedging or income generation when appropriate. Accounts are described as continuously monitored with typically quarterly reviews and custodian reports provided to clients.
Noteworthy for its peer group, the firm offers fixed‑fee financial plans and hourly billing in addition to the more common percentage‑of‑assets billing, an arrangement that is relatively uncommon among investment managers. The brochure also reports nil assets under management as of year‑end 2025 and indicates the firm operates at a small scale, maintains a written Code of Ethics, and does not use performance‑based fees or soft‑dollar arrangements.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
Debt management
Options & derivatives strategies
Fee options
Fixed fees for financial plans between $500 and $1,000
$0 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.70% $2,000,001 - $3,000,000: 0.60% $3,000,001 - $8,000,000: 0.50% $8,000,001+: 0.30%
$100-$200 per hour
Fee-only: Fixed fees for financial plans between $500 and $1,000; hourly fees between $100 and $200
Main office location
Safranek And Associates, LLC
Tulsa OK, United States
Number of offices
1
Most active in
Safranek And Associates, LLC has reported serving >5 clients in these states in the last 12 months.
Oklahoma
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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