Sapling Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$38,781,256
This total excludes 30 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
22
27% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
22
TypicalAverage account size
$1,762,784
About
Sapling Wealth Management provides fee-based investment advisory, financial planning, and consulting services to individuals, trusts, estates, charitable organizations, corporations and pension/profit‑sharing plans. The firm offers both discretionary and non‑discretionary portfolio management and delivers standalone consulting work products and written financial plans tailored to client needs.
The firm combines strategic and tactical asset allocation with fundamental, technical and cyclical analysis and may use cash positions, options, and private equity fund investments as part of its implementation. Portfolios are customized to client objectives and risk tolerances and are monitored on an ongoing basis with periodic written reporting.
Notably, Sapling documents a formal qualified retirement plan consulting practice that assists plan sponsors with investment policy statements, quarterly cost and investment reviews, and may act in a section 3(21) or 3(38) capacity—services that are relatively uncommon among peers. The brochure also discloses use of third‑party research sources and a referral program under which the firm pays marketing agents cash compensation that must be disclosed to prospective clients.
Client services
Financial planning
Portfolio management
Pension consulting
Consulting services
Expertise
Private / alternative investments
Tax-loss harvesting
Wealth management
Fee options
Standard financial plan fees range from $4,000 to $12,000 based on 10-30 hours of work; fixed fees may be negotiated
$0 - $7,000,000: 1.00% Over $7,000,000+: 0.85%
$400 per hour
Account minimum: $250,000
Main office location
Sapling Wealth Management
2800 1 St Avenue
Seattle WA 98121, United States
Number of offices
2
Most active in
Sapling Wealth Management has reported serving >5 clients in these states in the last 12 months.
Texas · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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