Settanni Financial LLC logo

Settanni Financial LLC

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Client assets under management

$335,653,103

Clients

155

32% high-net-worth

Advisors

4

of 4 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

39

Typical

Average account size

$2,165,504

About

Settanni Financial provides investment advisory and wealth management services to individuals, high‑net‑worth clients, trusts, estates, charitable organizations, businesses and retirement plans. The firm reports approximately $397 million in assets under management across about 155 client relationships and offers discretionary portfolio management, financial planning, and coordinated tax and estate planning.

Its investment process is primarily long‑term and driven by fundamental and cyclical analysis, with portfolios constructed from diversified mutual funds, ETFs, individual equities and fixed‑income securities and, when appropriate, options or private investments. The firm also uses unaffiliated independent managers for portions of client portfolios, conducts ongoing discretionary oversight, and offers retirement‑plan advisory services in either 3(21) or 3(38) fiduciary capacities.

What is noteworthy about the firm is its integration with an affiliated accounting practice that provides tax and accounting services to clients, and its affiliation with a pooled investment vehicle and related management entities that offer an alternative, non‑correlated strategy; Settanni Financial discloses these relationships and states it will not charge its standard advisory fee on client assets invested in the fund. Several supervised persons additionally hold broker‑dealer registrations and insurance licenses, which the firm discloses as implementation options and potential conflicts the firm seeks to manage.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting

Occupation focus

Founder/Business Owner Executive

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Fee options

Fixed

Fixed annual consulting fees up to $120,000 per year for financial planning services

Percentage

$0 - $500,000: 2.00% annually $500,001 - $1,000,000: 1.75% annually $1,000,001 - $3,000,000: 1.50% annually $3,000,001 - $10,000,000: 1.25% annually $10,000,001 - $50,000,000: 1.00% annually $50,000,001 - $100,000,000: 0.75% annually

Commissions

Certain advisory persons also registered representatives earning commissions for brokerage and insurance product sales

Project-based

Up to $500 per hour for financial planning services

Other

Account minimum: $1,000,000 Fee-only: Hourly financial planning fees up to $500 per hour; fixed annual consulting fees up to $120,000 per year, billed monthly in arrears

Main office location

Settanni Financial LLC

84 Business Park Drive, Suite 302

Armonk NY 10504, United States

Number of offices

2

Most active in

Connecticut · Florida · New York

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Michael C

Series 66

Armonk, NY

Settanni Financial LLC

Michael Capuano is a financial advisor with Settanni Financial LLC, holding a Series 66 designation and four years of industry experience. His prior roles include positions at Purshe Kaplan Sterling Investments, The Prudential Insurance Company of America, Pruco Securities, LLC, and Citibank N.A. He is also involved in providing fixed insurance advice through an independent insurance agency. Settanni Financial is a four-advisor team managing approximately $397 million for individuals, trusts, estates, charitable organizations, businesses, and retirement plans. The firm employs long-term investment strategies based on fundamental and cyclical analysis, offering diversified portfolios and integrated wealth-management services alongside affiliated tax and accounting practices.

Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Founder/Business Owner Executive
user avatar

Donato S

Series 63

Armonk, NY

Settanni Financial LLC

Donato Settanni is a financial advisor with Settanni Financial LLC, holding a Series 63 designation and 29 years of industry experience. His career includes roles at Purshe Kaplan Sterling Investments, Sutton Place Investors, Cetera Investment Advisers LLC, and Cetera Financial Specialists LLC. Outside of advising, he is involved in several nonprofit and community organizations, serving as president of Special Kids of New York and holding trustee positions with the Oakland Cemetery Association and St. Patrick's Church, among others. Settanni Financial serves individuals, trusts, estates, charitable organizations, businesses, and retirement plans. The firm’s four-advisor team manages approximately $397 million across 155 client relationships, employing long-term investment strategies with diversified portfolios tailored through risk assessments and ongoing monitoring. The firm integrates tax and accounting services alongside investment management through an affiliated practice.

Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Founder/Business Owner Executive
user avatar

David S

CFA®, Series 66

Armonk, NY

Settanni Financial LLC

David Settanni is a CFA® charterholder and Series 66 licensee with 10 years of industry experience. He is a principal at Settanni Financial LLC and has held roles at DVS Capital Partners GP, LLC, Purshe Kaplan Sterling Investments, and Cetera Investment Advisers. Outside of his advisory work, Settanni serves as a volunteer firefighter with the Greenwich Fire Department and is a board member of the nonprofit Special Kids of NY. Settanni Financial LLC serves individuals, trusts, estates, charitable organizations, businesses, and retirement plans. The firm’s four-advisor team manages approximately $397 million and employs long-term, fundamental, and cyclical analysis to build diversified portfolios tailored to clients’ risk tolerance and objectives.

Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Founder/Business Owner Executive
user avatar

Vito C

Series 66

Armonk, NY

Settanni Financial LLC

Vito Collacuro is a financial advisor with Settanni Financial LLC in Armonk, NY, holding a Series 66 designation and having 10 years of industry experience. Prior to joining Settanni Financial in 2018, he worked at Cetera from 2014 to 2018. In addition to his advisory role, he works as a tax preparer for Settanni CPA, an affiliated accounting practice. Settanni Financial LLC serves individuals, trusts, estates, charitable organizations, businesses, and retirement plans, managing approximately $397 million across 155 client relationships. The firm employs a long-term investment approach with diversified portfolios and integrates tax and accounting advice through its affiliated practice.

Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Founder/Business Owner Executive
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