SG Financial Group, LLC

SG Financial Group, LLC provides ongoing portfolio management and investment advice to individual clients. The firm operates as a single‑advisor practice serving six clients with roughly $2.59 million in assets under management, the majority of which are managed on a non‑discretionary basis.

The firm creates an Investment Policy Statement for each client and employs fundamental analysis, modern portfolio theory, and technical analysis to build long‑term oriented portfolios that commonly use mutual funds, ETFs, equities, and fixed income. Because the advisor does not have discretionary trading authority, recommendations are implemented only with client approval and account reporting is provided by custodians on a regular basis.

The firm is affiliated with a law practice that provides estate‑planning services and the principal also holds an insurance license; the brochure discloses these outside activities and explains how potential conflicts of interest are addressed. The adviser may direct clients to third‑party managers (including Efficient Advisors) and participates in Charles Schwab’s institutional program—features that, together with its very small, primarily non‑discretionary client base, set its operating model apart from many independent peers.