S
Shah Tax and Financial Planning
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
The firm provides investment management alongside financial planning and tax accounting services for pooled and institutional accounts as well as other client types. Offerings include portfolio construction and continuous advice, comprehensive and project-based financial planning, and tax return preparation and representation under an Enrolled Agent credential.
Investment implementation is primarily passive and asset-allocation driven, using index mutual funds and ETFs, with accounts managed on a non-discretionary basis and reviewed quarterly against client investment policy statements. Financial planning and tax-efficiency considerations are integrated into the advice process, and clients receive written or electronic plans with ongoing monitoring and updates.
What is distinctive for a firm in this category is the mixed-fee model: in addition to standard percentage-of-AUM fees, the firm offers hourly planning at $175 per hour and fixed-fee planning engagements, an arrangement that is relatively uncommon among investment managers. The adviser combines tax-preparation authority (Enrolled Agent) and a corporate finance background with operational practices such as not aggregating client trades and not voting client proxies.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
General tax planning
Business sale tax planning
Fee options
Financial Planning Project: $1,000 to $3,000 (negotiable); Initial Consultation: $175 to $350 (negotiable); Comprehensive Financial Planning initial fee $1,000 to $3,000, ongoing $500 to $750 per month (standard ongoing annual fee $3,000)
$0 - $500,000: 1.50% annually $500,001 - $1,000,000: 1.25% annually Over $1,000,000+: 1.00% annually
$175 per hour, minimum two billable hours due upon agreement, billed in 30-minute increments
Main office location
Shah Tax and Financial Planning
Frisco TX, United States
Number of offices
1
Most active in
Shah Tax and Financial Planning has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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