S
Shealy Wealth Advisory LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$17,500,000
Clients
153
0% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
153
Very HighAverage account size
$114,379
About
The firm provides discretionary portfolio management primarily to individual and high‑net‑worth clients, overseeing about $17.5 million across roughly 153 accounts. Services include creating an investment policy statement and ongoing portfolio monitoring using mutual funds, equities, fixed income, real estate funds, TIPS and selected private placements.
The firm’s investment approach is grounded in modern portfolio theory and a long‑term trading orientation, with client portfolios tailored to goals, time horizon and documented risk tolerances. It manages accounts on LPL Financial platforms (including SWM/SWM II wrap‑fee program options), using the platform’s broad universe of funds, ETFs, individual securities and alternative investments as appropriate.
Noteworthy distinctions for this solo advisory practice are its role in an LPL‑sponsored wrap fee program (an uncommon setup for independent firms) and its requirement that clients use specific custodians (LPL Financial or MassMutual Ascend). The firm discloses affiliations with an insurance agency and involvement in a private‑placement vehicle (Shealy Lampp LLC) and other outside businesses, which it identifies as potential conflicts of interest when those investments are recommended.
Client services
Portfolio management
Expertise
Private / alternative investments
Real estate investing
Fee options
1.50% annually
Main office location
Shealy Wealth Advisory LLC
4600 North Dixie Highway
Boca Raton FL 33431, United States
Number of offices
1
Most active in
Shealy Wealth Advisory LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · Florida · Georgia · New Jersey · Pennsylvania · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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