SIMS Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$8,957,232
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
16
0% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
16
TypicalAverage account size
$559,827
About
Sims Capital Management LLC provides investment advisory services to retail investors and acts as portfolio manager for two investment funds, making and monitoring investment decisions on clients’ behalf with accounts maintained at third‑party custodians. The firm’s investment work emphasizes common stocks, preferred stocks, closed‑end mutual funds and special situations.
Sims Capital generally operates with discretionary authority to implement trades and conducts ongoing monitoring of client accounts, although it will consult with clients prior to transactions in some cases. The firm discloses a practice of prioritizing client allocations when presented with limited investment opportunities, with principals ineligible to participate until client needs are met.
It is atypical among similar advisers to both manage investment companies and to count investment funds among clients; Sims Capital states it serves two investment funds in addition to retail investors. The firm also reports no disciplinary history and notes it does not receive compensation from custodians, which it identifies as reducing certain custody‑related conflicts.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
1.00% annually with a $10,000 minimum fee, which may be waived; lower fees may be negotiated for accounts above $3,000,000
Account minimum: $1,000,000 Minimum fee: $10,000 annual minimum fee, may be waived in whole or in part
Main office location
SIMS Capital Management LLC
225 E. Mason Street, Suite 802
Milwaukee WI 53202, United States
Number of offices
1
Most active in
SIMS Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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