SLR Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,050,000
Clients
50
4% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
50
HighAverage account size
$121,000
About
SLR Advisors is an independent, single-advisor registered investment adviser that provides discretionary asset management to individuals and high‑net‑worth clients. The firm reports managing approximately $6.05 million in client assets across roughly 50 client relationships and constructs portfolios using stocks, bonds, mutual funds, ETFs and other securities.
The firm combines fundamental analysis with technical and cyclical charting and employs a mix of long‑term, short‑term and trading strategies, including the use of options and related derivatives described in the brochure. Portfolios are tailored to client objectives, reviewed at least quarterly, and generally managed on a discretionary basis with clients able to request reasonable investment restrictions.
Distinctive features noted in the brochure include a detailed discussion of options and derivative risks in managed accounts and an established Code of Ethics that requires pre‑clearance and quarterly personal trading reports for supervised persons, practices that are less common among solo independent advisers. The principal’s disclosure of insurance licenses and the firm’s routine practice of providing verbal account reviews annually (with written reports available upon request) further reflect a small, hands‑on operating model and specific compliance and communication practices.
Client services
Portfolio management
Newsletters or periodicals
Educational seminars or workshops
Expertise
Options & derivatives strategies
Passive / index investing
Active portfolio management
Fee options
Under $1,000,000 - $1,000,000: 1.75% $1,000,000 - $3,000,000: 1.25% Over $3,000,000+: Negotiable
Main office location
SLR Advisors
Santa Rosa CA, United States
Number of offices
1
Most active in
SLR Advisors has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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